Mack R. Courter

COURTER FINANCIAL

Manteo, NC

Some features on this profile are disabled

CRD#: 4422796

Professional summary

Mack Robert Courter, CFP® is a registered financial advisor currently at COURTER FINANCIAL, LLC located in Manteo, North Carolina.

Mack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mack has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mack Courter is licensed to sell fixed life insurance & annuities in North Carolina and Pennsylvania. Non-investment related, 5/hrs monthly, 5/hrs during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mack Robert Courter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 10, 2011 - Present

COURTER FINANCIAL, LLC

RIA

CRD#: 151047

Manteo, NC

Past

July 5, 2017 - July 5, 2017

PROSPERA FINANCIAL SERVICES, INC.

RIA

CRD#: 10740

DALLAS, TX

Past

August 1, 2005 - August 4, 2009

CADARET, GRANT & CO., INC.

CRD#: 10641

BELLEFONTE, PA

Past

August 20, 2003 - August 1, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LEWISTOWN, PA

Past

December 12, 2001 - August 1, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 12, 2001 - August 1, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/17/2022)

IAR

Pennsylvania
(1/10/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/11/2001

General Securities Representative Examination

Current Firm

COURTER FINANCIAL, LLC

COURTER FINANCIAL | COURTER, MACK ROBERT | COURTER FINANCIAL, LLC | COURTER FINANCIAL SERVICES, LLC

CRD#: 151047 / SEC#:

North Carolina

Registered Investment Advisory firm - (1/27/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/12/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Manteo, NC

Mailing Address

Phone number

(814) 574-4953

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	118
AUM (Assets Under Management)	$ 18,047,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mack R. Courter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mack Robert Courter's CRS (Customer Relationship Summary).

Certified licenses

Experience

COURTER FINANCIAL, LLC

PROSPERA FINANCIAL SERVICES, INC.

CADARET, GRANT & CO., INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/2001

Series 7

Date: 12/11/2001

Current Firm

COURTER FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COURTER FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors