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KS

Kristin L. Scianna

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CRD#: 4422533
KS
Kristin L Scianna

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kristin L Scianna, who also goes by Kristin Scianna, Kristyn L Scianna, was a registered financial professional .

Kristin is a previously registered financial professional and started their career in finance in 2003. Kristin had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Aliases

Kristin Scianna | Kristyn L Scianna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/2003 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: VICTRESS ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES DBA START DATE: 2/2026 POSITION/TITLE/RELATIONSHIP: FOUNDER & OWNER APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 60 BRIEF DESCRIPTION OF DUTIES: OFFERING FINANCIAL PLANNING, ADVICE, RISK MANAGEMENT AND WEALTH MANAGEMENT SERVICES. 3. NAME OF OTHER BUSINESS: VICTRESS ADVISORS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PUBLIC SPEAKING AND CONSULTING START DATE: 12/2025 POSITION/TITLE/RELATIONSHIP: FOUNDER & OWNER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PUBLIC SPEAKING, NETWORKING AND CONSULTING 4. NAME OF OTHER BUSINESS: BRAVE ENOUGH TO FAIL INVESTMENT RELATED: NO ADDRESS: 36 ASPETUCK VILLAGE, NEW MILFORD, CT 06776 NATURE OF BUSINESS: NON-PROFIT START DATE: 6/2025 POSITION/TITLE/RELATIONSHIP: VICE CHAIR APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BOARD MEETINGS, RUN MEETINGS IN ABSENCE OF CHAIR, VET NEW BOARD MEMBERS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 18, 2026 - July 14, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
Woodbridge, CT
Past

March 16, 2026 - July 14, 2026

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
GEORGETOWN, CT
Past

June 12, 2025 - January 9, 2026

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
STAMFORD, CT
Past

October 9, 2024 - January 9, 2026

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
STAMFORD, CT
Past

July 29, 2022 - May 24, 2024

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
NORWALK, CT
Past

February 5, 2019 - April 14, 2022

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SHELTON, CT
Past

April 29, 2011 - January 11, 2019

NYLIFE SECURITIES LLC

BD
CRD#: 5167
Seymour, CT
Past

November 18, 2003 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
SHELTON, CT
Past

November 18, 2003 - April 4, 2011

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SHELTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/6/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/10/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 11/17/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644

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