Ling Lin
Professional summary
Ling Lin, who also goes by Cathy Lin, is a registered financial professional currently at TRADESK SECURITIES, INC. located in Short Hills, New Jersey.
Ling is registered as a RR (Registered Representative) and started their career in finance in 2007. Ling has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 57TO, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ling Lin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2026 - Present
TRADESK SECURITIES, INC.
Office #1: 830 Morris Turnpike Suite 401, Short Hills, NJ 07078August 28, 2023 - June 23, 2024
J.P. MORGAN SECURITIES LLC
August 6, 2012 - June 18, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2007 - August 17, 2012
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2026)
(5/18/2026)
(5/18/2026)
(5/18/2026)
Exams
Series 7TO
Date: 9/11/2023
General Securities Representative ExaminationSeries 57TO
Date: 7/28/2023
Securities Trader ExamSeries 55
Date: 10/11/2012
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRADESK SECURITIES, INC.
CRD#: 321643 / SEC#: , 8-70930
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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