James B. Talman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Barber Talman JR was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1970. James had worked at 6 firms and has passed the Series 63, Series 1, Series 4, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 1983 - March 4, 1989
FITZGERALD, TALMAN, INC.
March 22, 1977 - September 9, 1983
DEVANNEY, BURGIN, SHANACY, INC.
October 25, 1976 - June 28, 1977
BACHE HALSEY STUART INC.
December 10, 1974 - November 15, 1976
AMERICAN FRONTEER FINANCIAL CORPORATION
September 24, 1974 - January 9, 1975
BARTON & COMPANY
May 25, 1970 - October 20, 1974
BOSWORTH SULLIVAN & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/6/1970
Registered Representative ExaminationF04
Date: 4/11/1975
Financial Principal ExaminationSeries 00
Date: 3/14/1975
General Securities Principal ExaminationCurrent Firm
FITZGERALD, TALMAN, INC.
CRD#: 13699 / SEC#: , 8-29650
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
