Kwon T. Mei
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kwon Tzung Mei, who also goes by Kwon Tzung Mei, was a registered financial professional .
Kwon is a previously registered financial professional and started their career in finance in 2001. Kwon had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2016 - February 2, 2017
FIRSTRADE ADVISOR, LLC
June 19, 2014 - May 10, 2018
FIRSTRADE SECURITIES INC.
April 30, 2012 - April 1, 2014
CITIGROUP GLOBAL MARKETS INC.
April 30, 2012 - April 1, 2014
CITIGROUP GLOBAL MARKETS INC.
January 6, 2010 - April 17, 2012
CHASE INVESTMENT SERVICES CORP.
January 6, 2010 - April 17, 2012
CHASE INVESTMENT SERVICES CORP.
May 14, 2007 - December 22, 2009
CITIGROUP GLOBAL MARKETS INC.
December 6, 2004 - May 21, 2007
CITICORP INVESTMENT SERVICES
October 16, 2001 - May 21, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
FIRSTRADE ADVISOR, LLC
CRD#: 282937 / SEC#: 801-112378
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
