Andrew J. Novelline

ABBOT FINANCIAL MANAGEMENT,

Andover, MA 01810

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CRD#: 4422210

Professional summary

Andrew James Novelline, who also goes by Andrew J Novelline, is a registered financial advisor currently at ABBOT FINANCIAL MANAGEMENT, INC located in Andover, Massachusetts.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Andrew has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew J Novelline

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) NAME OF OB: FIDELITY HOUSE HUMAN SERVICES/CRC; ADDRESS: 439 S. UNION ST., SUITE 401, LAWRENCE, MA 01843; NATURE: NON-PROFIT ORGANIZATION SUPPORTING PEOPLE WITH DISABILITIES AND SIGNIFICANT CHALLENGES; INVESTMENT RELATED: NO; TITLE: BOARD MEMBER; DUTIES: AS A BOARD MEMBER, I PROVIDE MISSION-BASED LEADERSHIP AND GUIDANCE, SERVING AS AN ADVISOR TO THE CEO IN DEVELOPMENT AND IMPLEMENTATION OF OUR STRATEGY. ALL BOARD MEMBERS PARTICIPATE IN EVENTS AND GET INVOLVED IN FUNDRAISING ACTIVITIES SUCH AS MAKING SOCIAL CONNECTIONS, CULTIVATING DONORS AND MAKING PERSONAL OR PROFESSIONAL SPONSORSHIP AND CONTRIBUTIONS.; START DATE: FEBRUARY 2004; APPROX. NUMBER OF HOURS/MONTH: 4-6 HOURS PER MONTH; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2-3.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew James Novelline's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2002 - Present

ABBOT FINANCIAL MANAGEMENT, INC

Office #1: 63 Park Street Suite 202, Andover, MA 01810

RIA

CRD#: 111040

Andover, MA

Past

July 12, 2001 - October 2, 2001

WINSLOW, EVANS & CROCKER, INC.

CRD#: 29686

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABBOT FINANCIAL MANAGEMENT, INC

CRD#: 111040 / SEC#: 801-19944

RIA

Registered Investment Advisory firm - (11/3/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/1/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 2/8/2000

General Securities Representative Examination

Current Firm

ABBOT FINANCIAL MANAGEMENT, INC

CRD#: 111040 / SEC#: 801-19944

RIA

Registered Investment Advisory firm - (11/3/1983 Approved)

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Contact information

Main Address

63 Park Street Suite 202, Andover, MA 01810

Mailing Address

Phone number

(978) 688-9010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

09 24 2025 ABB FORM ADV PART 2A AND 2B FINAL (9/24/2025)

Regulatory assets under management

Total Number of Accounts	515
AUM (Assets Under Management)	$ 302,994,864

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
08/26/2024	Cover Page	Report
03/12/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew J. Novelline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew James Novelline's CRS (Customer Relationship Summary).

Certified licenses

Experience

ABBOT FINANCIAL MANAGEMENT, INC

WINSLOW, EVANS & CROCKER, INC.

Primary Firm SEC Registration

ABBOT FINANCIAL MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 7

Date: 2/8/2000

Current Firm

ABBOT FINANCIAL MANAGEMENT, INC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ABBOT FINANCIAL MANAGEMENT, INC

TRUST BUT VERIFY

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