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Andrea K. Debick

Some features on this profile are disabled
CRD#: 4422207
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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrea Kay Debick, who also goes by Andi Kay Aldridge, Andrea K Aldridge, Andrea Kay Aldridge, was a registered financial professional .

Andrea is a previously registered financial professional and started their career in finance in 2004. Andrea had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andi Kay Aldridge | Andrea K Aldridge | Andrea Kay Aldridge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 4, 2014 - August 12, 2014

MVP AMERICAN SECURITIES

BD
CRD#: 118286
LAS VEGAS, NV
Past

January 3, 2011 - August 20, 2013

NORTHSTAR SECURITIES, LLC

BD
CRD#: 150409
GREENWOOD VILLAGE, CO
Past

October 13, 2010 - December 10, 2010

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
DENVER, CO
Past

January 10, 2007 - March 18, 2010

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
ENGLEWOOD, CO
Past

January 10, 2007 - March 18, 2010

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
ENGLEWOOD, CO
Past

October 6, 2004 - December 19, 2006

OLD MUTUAL INVESTMENT PARTNERS

BD
CRD#: 44916
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/15/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/10/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/5/2004
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MA
MVP AMERICAN SECURITIES
ASHTON GARNETT SECURITIES, LLC | VALUED FINANCIAL | UNITED NORTHWEST SECURITIES | MVP AMERICAN SECURITIES, LLC | MVP AMERICAN SECURITIES | DAE ENTERPRISES, LTD. | DAE ENTERPRISES, LTD

CRD#: 118286 / SEC#: , 8-53649

BD
Terminated by SEC on 04/16/2018
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 02/19/2014
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MS MVP HOLDINGSMANAGING MEMBER
HADDOW, SHANNON MAUREENCHIEF COMPLIANCE OFFICER4186633
HARMAN, MICHAEL DENISFIN-OP4200831

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MVP AMERICAN SECURITIES

CRD#: 118286

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