Michael H. Kohl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Henry Kohl was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2016 - April 13, 2018
TRUIST ADVISORY SERVICES, INC.
May 14, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
May 14, 2012 - April 13, 2018
TRUIST INVESTMENT SERVICES, INC.
February 20, 2008 - August 19, 2010
TRUIST INVESTMENT SERVICES, INC.
January 9, 2008 - August 19, 2010
TRUIST INVESTMENT SERVICES, INC.
October 19, 2001 - January 10, 2008
TRUIST SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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