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David N. Macgillivray

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CRD#: 4421969
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Norman Macgillivray was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1999. David had worked at 1 firm and has passed the Series 50 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 23, 1999 - November 27, 2019

SPRINGSTED INVESTMENT ADVISORS INCORPORATED

RIA
CRD#: 113920
SAINT PAUL, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 50
Date: 2/10/2016
Municipal Advisor Representative Qualification Exam

Current Firm


SI
SPRINGSTED INVESTMENT ADVISORS INCORPORATED
SPRINGSTED INVESTMENT ADVISORS INCORPORATED

CRD#: 113920 / SEC#:

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Contact information


Main Address
380 Jackson Street Suite 300, Saint Paul, MN 55101-2887
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SPRINGSTED INVESTMENT ADVISORS INCORPORATED

CRD#: 113920

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