Mark S. Kennedy

KENNEDY WEALTH MANAGEMENT

Calabasas, CA 91302

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CRD#: 4421964

Professional summary

Mark Steven Kennedy is a registered financial advisor currently at KENNEDY WEALTH MANAGEMENT, LLC located in Calabasas, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KENNEDY FINANCIAL & INSURANCE SERVICES, INC., INVESTMENT RELATED; 23901 Calabasas Rd, Suite 1064, Calabasas, CA 91367, INSURANCE SERVICES; PRESIDENT/INSURANCE AGENT; 07/1993; GREATER THAN 50% OF TIME SPENT IN THIS BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2008 - Present

KENNEDY WEALTH MANAGEMENT, LLC

Office #1: 23901 Calabasas Road Suite 1064, Calabasas, CA 91302

RIA

CRD#: 147573

Calabasas, CA

Past

April 21, 2010 - March 31, 2011

MUCH WEALTH MANAGEMENT, INC.

RIA

CRD#: 150356

SOUTHLAKE, TX

Past

February 24, 2006 - June 19, 2006

USA ADVANCED PLANNERS INC.

CRD#: 131282

GRAND RAPIDS, MI

Past

January 19, 2006 - January 31, 2006

KALOS MANAGEMENT

RIA

CRD#: 133025

PONTE VEDRA BEACH, FL

Past

October 3, 2005 - January 31, 2006

KALOS CAPITAL, INC.

CRD#: 44337

ALPHARETTA, GA

Past

October 19, 2004 - September 28, 2005

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

June 25, 2002 - December 17, 2003

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

January 1, 2002 - June 10, 2002

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

CINCINNATI, OH

Past

December 3, 2001 - January 1, 2002

IAC SECURITIES, INC.

CRD#: 14081

TINLEY PARK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/17/2008)

IAR

Texas
(12/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/9/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/1/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KENNEDY WEALTH MANAGEMENT, LLC

KENNEDY WEALTH MANAGEMENT, LLC | KENNEDY, MARK

CRD#: 147573 / SEC#:

California

Registered Investment Advisory firm - (10/14/2008 Approved)

Texas

Registered Investment Advisory firm - (12/11/2023 Conditional Restricted)

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Contact information

Main Address

23901 Calabasas Road Suite 1064, Calabasas, CA 91302

Mailing Address

Phone number

(818) 224-4177

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark S. Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUCH WEALTH MANAGEMENT, INC.

USA ADVANCED PLANNERS INC.

KALOS MANAGEMENT

KALOS CAPITAL, INC.

USALLIANZ SECURITIES, INC.

PARK AVENUE SECURITIES LLC

MM ASCEND LIFE INVESTOR SERVICES, LLC

IAC SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2006

Series 63

Date: 2/9/2002

Series 7

Date: 1/17/2006

Series 6

Date: 12/1/2001

Current Firm

KENNEDY WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

KENNEDY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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