Robert C. Wertheimer

MELIUS RESEARCH

New York, NY 10019

Some features on this profile are disabled

CRD#: 4421927

Professional summary

Robert Cameron Wertheimer is a registered financial advisor currently at MELIUS RESEARCH located in New York, New York.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 86 and Series 87 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Cameron Wertheimer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2021 - Present

MELIUS RESEARCH

Office #1: 152 W. 57th St. 6th Floor, New York, NY 10019

RIA

CRD#: 312314

New York, NY

Past

August 6, 2015 - September 25, 2017

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

October 16, 2002 - August 15, 2011

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2015

General Securities Representative Examination

General Industry/Product Exam

Series 86

Date: 7/31/2015

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 7/24/2015

Research Analyst Exam - Part II Regulations Module

Current Firm

MELIUS RESEARCH

MELIUS RESEARCH | MELIUS RESEARCH LLC

CRD#: 312314 / SEC#:

New York

Registered Investment Advisory firm - (3/11/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

152 W. 57th St. 6th Floor, New York, NY 10019

Mailing Address

Phone number

(212) 503-6205

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert C. Wertheimer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Cameron Wertheimer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MELIUS RESEARCH

BARCLAYS CAPITAL INC.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/2021

Series 63

Date: 7/22/2015

SIE

Date: 9/25/2017

Series 7

Date: 8/6/2015

Series 86

Date: 7/31/2015

Series 87

Date: 7/24/2015

Current Firm

MELIUS RESEARCH

Contact information

Documents

Red Flags

Company Information

MELIUS RESEARCH

TRUST BUT VERIFY

Similar Advisors