Traci S. Dority-shanklin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Traci Shannon Dority-shanklin, who also goes by Traci Shannon Dority, Traci D Shanklin, was a registered financial professional .
Traci is a previously registered financial professional and started their career in finance in 2001. Traci had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2021 - December 31, 2022
XT CAPITAL PARTNERS, LLC
February 5, 2018 - November 19, 2019
XT CAPITAL PARTNERS, LLC
October 9, 2008 - October 9, 2017
ENTRUST GLOBAL PARTNERS LLC
October 8, 2008 - October 9, 2017
ENTRUST GLOBAL PARTNERS OFFSHORE LP
August 12, 2008 - October 9, 2017
ENTRUST GLOBAL SECURITIES LLC
January 11, 2007 - June 27, 2007
CAPITAL SOLUTIONS DISTRIBUTORS, LLC
December 6, 2004 - January 31, 2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 7, 2003 - December 3, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
November 26, 2001 - December 6, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
XT CAPITAL PARTNERS, LLC
CRD#: 118719 / SEC#: , 8-53683
Contact information
FINRA licenses (16 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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