Troy C. Barnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy Carlyle Barnes, who also goes by Troy C. Barnes, was a registered financial professional .
Troy is a previously registered financial professional and started their career in finance in 2010. Troy had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2018 - December 31, 2020
ESTATE PROTECTORS CAPITAL MANAGEMENT
January 30, 2017 - December 31, 2017
ESTATE PROTECTORS CAPITAL MANAGEMENT
May 12, 2016 - December 31, 2016
ESTATE PROTECTORS CAPITAL MANAGEMENT
October 1, 2014 - December 21, 2015
COPPELL ADVISORY SOLUTIONS LLC
November 30, 2012 - September 2, 2014
HEAVISIDE WEALTH MANAGEMENT
July 29, 2010 - February 11, 2011
QA3 FINANCIAL LLC
July 28, 2010 - February 11, 2011
QA3 FINANCIAL CORP.
April 6, 2010 - August 6, 2010
INTERVEST INTERNATIONAL, INC.
January 18, 2010 - August 6, 2010
INTERVEST INTERNATIONAL EQUITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ESTATE PROTECTORS CAPITAL MANAGEMENT
CRD#: 167501 / SEC#:
Contact information
Red Flags
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