Amanda L. Arthur

HEIRLOOM WEALTH MANAGEMENT LLC

Denver, CO 80224

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CRD#: 4421555

Professional summary

Amanda Lea Arthur, AIF®, who also goes by Amanda L Arthur, Amanda Lea Mooney, Amanda L Mooney, is a registered financial advisor currently at HEIRLOOM WEALTH MANAGEMENT LLC located in Denver, Colorado.

Amanda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Amanda has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amanda L Arthur | Amanda Lea Mooney | Amanda L Mooney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Dually Registered with Heirloom to provide Retirement Plan Consulting/Education for Heirloom's Retirement Plan Clients, devote 20 hours/month, investment related, compensated as an independent contractor at Heirloom. Entity used for bookkeeping and payroll for advisory services. 2. Director of Retirement Plan Services; Heirloom Wealth Management; Investment related: Yes; Location: 8400 E Prentice Ave Suite 1115, Greenwood Village, CO 80111; Description of the business: Fee-only boutique wealth and investment management firm servicing a select group of individuals, families, and foundations both locally and around the country; Business Started: 2019-10-13; During trading hours: 20 hour - During outside trading hours: 0 - Expected total yearly compensation derived from the business: 13 3. Insurance agent. Various carriers. Not investment related. 20 hours/mo. 4. Colorado Residence Producer license for life and health.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amanda Lea Arthur's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 22, 2019 - Present

HEIRLOOM WEALTH MANAGEMENT LLC

Office #1: 7200 E. Hampden Ave. Suite 206, Denver, CO 80224

RIA

CRD#: 292277

Denver, CO

Past

January 13, 2022 - April 2, 2025

CREIGHTON RETIREMENT PARTNERS

RIA

CRD#: 289943

DENVER, CO

Past

June 8, 2018 - December 31, 2021

CREIGHTON RETIREMENT PARTNERS

RIA

CRD#: 289943

DENVER, CO

Past

April 18, 2016 - March 1, 2018

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Denver, CO

Past

September 11, 2014 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

Denver, CO

Past

September 11, 2014 - March 1, 2018

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Denver, CO

Past

March 30, 2010 - September 25, 2012

BEHR HOLDINGS 1, LTD.

RIA

CRD#: 112558

LITTLETON, CO

Past

June 10, 2008 - September 12, 2014

FINANCIAL TELESIS INC

RIA

CRD#: 31012

DENVER, CO

Past

June 10, 2008 - September 12, 2014

FINANCIAL TELESIS INC

CRD#: 31012

DENVER, CO

Past

October 2, 2007 - June 30, 2008

1ST DISCOUNT BROKERAGE, INC.

RIA

CRD#: 39164

LITTLETON, CO

Past

January 30, 2007 - June 30, 2008

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

LITTLETON, CO

Past

March 17, 2004 - November 13, 2006

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

LITTLETON, CO

Past

March 1, 2004 - December 31, 2005

UNITED SECURITIES ALLIANCE, INC.

RIA

CRD#: 36487

LITTLETON, CO

Past

August 28, 2002 - March 21, 2003

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ADDISON, TX

Past

August 3, 2002 - March 21, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 3, 2002 - March 21, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

December 12, 2001 - August 2, 2002

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

IRVING, TX

Past

August 3, 2001 - August 2, 2002

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/2/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

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Contact information

Main Address

6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111

Mailing Address

Phone number

(720) 328-2877

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/19/2025)

Regulatory assets under management

Total Number of Accounts	1,800
AUM (Assets Under Management)	$ 614,050,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amanda L. Arthur

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amanda Lea Arthur's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREIGHTON RETIREMENT PARTNERS

CREIGHTON RETIREMENT PARTNERS

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

BEHR HOLDINGS 1, LTD.

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

1ST DISCOUNT BROKERAGE, INC.

1ST DISCOUNT BROKERAGE, INC.

UNITED SECURITIES ALLIANCE, INC.

UNITED SECURITIES ALLIANCE, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HEIRLOOM WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2001

Series 63

Date: 8/10/2001

SIE

Date: 3/1/2018

Series 6

Date: 8/2/2001

Current Firm

HEIRLOOM WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEIRLOOM WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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