Michael R. Ryan

UNITED CAPITAL FINANCIAL ADVISORS

TULSA, OK

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CRD#: 4421544

Professional summary

Michael R Ryan, CFP®, who also goes by Michael Raymond Ryan, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Tulsa, Oklahoma.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Raymond Ryan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Member of the Board of Directors for Unity of Houston, an educational institution. Organization is not primarily-engaged in investment-related activity. Organization operates out of Houston, TX. Start date was April 1, 2020. Less than ten hours per month. Duties include serving as a member of the board of directors that provides oversight to church finances and programs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael R Ryan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

May 6, 2009 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #2: 1450 Lake Robbins Dr Ste 400, The Woodlands, TX 77380

RIA

CRD#: 134600

TULSA, OK

Past

July 1, 2020 - November 22, 2023

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

HOUSTON, TX

Past

July 1, 2020 - November 22, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

Houston, TX

Past

November 1, 2017 - November 13, 2017

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

HOUSTON, TX

Past

November 1, 2017 - June 30, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

HOUSTON, TX

Past

January 3, 2011 - November 1, 2017

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

HOUSTON, TX

Past

January 23, 2009 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

HOUSTON, TX

Past

October 27, 2005 - January 26, 2009

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

HOUSTON, TX

Past

April 30, 2002 - May 26, 2009

GREEN/WHITE ADVISORS

RIA

CRD#: 114901

HOUSTON, TX

Past

October 24, 2001 - January 26, 2009

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(12/19/2011)

IAR

Oklahoma
(11/18/2024)

IAR

Texas
(5/6/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2001

General Securities Representative Examination

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael R Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER ALLIED COMPANY, L.P.

GOLDMAN SACHS & CO. LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

GREEN/WHITE ADVISORS

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2001

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

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