Michael R. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael R Ryan, CFP®, who also goes by Michael Raymond Ryan, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
July 1, 2020 - November 22, 2023
MERCER ALLIED COMPANY, L.P.
July 1, 2020 - November 22, 2023
GOLDMAN SACHS & CO. LLC
November 1, 2017 - November 13, 2017
CETERA WEALTH SERVICES, LLC
November 1, 2017 - June 30, 2020
CETERA WEALTH SERVICES, LLC
January 3, 2011 - November 1, 2017
GIRARD SECURITIES, INC.
May 6, 2009 - July 9, 2026
UNITED CAPITAL FINANCIAL ADVISORS
January 23, 2009 - November 1, 2017
GIRARD SECURITIES, INC.
October 27, 2005 - January 26, 2009
COMMONWEALTH FINANCIAL NETWORK
April 30, 2002 - May 26, 2009
GREEN/WHITE ADVISORS
October 24, 2001 - January 26, 2009
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER ALLIED COMPANY, L.P.
CRD#: 37404 / SEC#: , 8-47739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GOLDMAN SACHS WEALTH SERVICES, L.P. | SOLE LIMITED PARTNER | 106693 |
| GS AYCO HOLDING LLC | GENERAL PARTNER | |
| HALL, LARIK MARSHALL | PRESIDENT | 2634322 |
| KINOWSKI, KYLE T | VICE PRESIDENT | 4277862 |
| LUKS, SHELLEY M | VP & CHIEF FINANCIAL OFFICER | 6004389 |
| NASS, JEREMY PAUL | VP & CHIEF OPERATIONS OFFICER | 4244509 |
| SPENCER, STEVEN | VP & CHIEF COMPLIANCE OFFICER | 4866529 |
| VOLSKY, MELISSA C | VICE PRESIDENT | 4648752 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
