Robin L. Taliaferro

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CRD#: 442144

Professional summary

Robin Lee Taliaferro was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robin is a previously registered financial professional and started their career in finance in 1972. Prior to being barred, Robin had worked at 14 firms, which includes REALTA EQUITIES INC., REALTA INVESTMENT ADVISORS INC, SUTTER CAPITAL PARTNERS LLC, SUTTER SECURITIES INCORPORATED, BOUSTEAD SECURITIES LLC, WESTERN INTERNATIONAL SECURITIES INC., GBS FINANCIAL CORP., VANGUARD CAPITAL, UBS FINANCIAL SERVICES INC., PRUDENTIAL EQUITY GROUP LLC, MORGAN STANLEY DW INC., REYNOLDS SECURITIES INC., E. F. HUTTON & COMPANY INC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Coastal Investment Advisors, Inc.; 1201 N. Orange Street, Ste 729, Wilmington, DE 19801; Investment Advisory Services; www.coastal-one.com; Investment Advisor Representative; Fee based commissions; 40 hours per week during normal trading hours. (2) Estate Planning Team; 45110 Club Drive, Indian Wells, CA 92210; Tax Strategy - The Deferred Sales Trust; www.opt.com; Have license to market their strategy and pay them a $25 monthly fee; Compensation paid by the investments made by the trust; 2 hours week during normal trading hours. (3) Corporate Officer Tax Strategies, LLC; The Estate Planning Team; This LLC is used for marketing purposes only

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 11, 2021 - July 12, 2022

REALTA EQUITIES, INC.

CRD#: 23769

SOLVANG, CA

Past

November 5, 2021 - July 12, 2022

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Solvang, CA

Past

June 3, 2021 - July 21, 2021

SUTTER CAPITAL PARTNERS, LLC

RIA

CRD#: 312689

Solvang, CA

Past

January 4, 2021 - July 21, 2021

SUTTER CAPITAL PARTNERS, LLC

RIA

CRD#: 288442

Solvang, CA

Past

January 29, 2020 - July 27, 2021

SUTTER SECURITIES INCORPORATED

CRD#: 30770

IRVINE, CA

Past

January 29, 2020 - July 27, 2021

BOUSTEAD SECURITIES, LLC

CRD#: 141391

IRVINE, CA

Past

January 3, 2014 - January 29, 2020

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

San Jose, CA

Past

November 22, 2013 - January 29, 2020

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

San Jose, CA

Past

October 28, 2011 - December 13, 2013

GBS FINANCIAL CORP.

CRD#: 16906

SANTA ROSA, CA

Past

September 14, 2009 - November 23, 2011

VANGUARD CAPITAL

CRD#: 22081

SANTA BARBARA, CA

Past

July 18, 1994 - May 22, 2008

VANGUARD CAPITAL

CRD#: 22081

SANTA BARBARA, CA

Past

September 22, 1987 - June 27, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 31, 1983 - October 12, 1987

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

February 24, 1978 - February 19, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

Past

September 21, 1972 - February 24, 1978

REYNOLDS SECURITIES, INC.

CRD#: 712

Past

September 20, 1972 - June 8, 1983

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/23/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 2/9/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 000

Date: 9/20/1972

General Securities Principal Examination

General Industry/Product Exam

Series 1

Date: 9/20/1972

Registered Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/27/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/1994

General Securities Principal Examination

Current Firm

REALTA EQUITIES, INC.

COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1201 N. Orange Street Suite 300, Wilmington, DE 92130

Mailing Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Phone number

(888) 657-5200

Established

Massachusetts since 01/24/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ORANGE STREET HOLDINGS, INC.	SHAREHOLDER
BALTOVSKI, ALEXANDER	FINOP OFFICER	2350828
ODOM, AMY ENITH	AML OFFICER	2674773
PALMER, JACOB DANIEL	CHIEF COMPLIANCE OFFICER	2309603
SCHULTZ, BARRETT OLIVER	CHIEF OPERATIONS OFFICER	2741114

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robin L. Taliaferro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REALTA INVESTMENT ADVISORS, INC

SUTTER CAPITAL PARTNERS, LLC

SUTTER CAPITAL PARTNERS, LLC

SUTTER SECURITIES INCORPORATED

BOUSTEAD SECURITIES, LLC

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

GBS FINANCIAL CORP.

VANGUARD CAPITAL

VANGUARD CAPITAL

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

REYNOLDS SECURITIES, INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2013

Series 63

Date: 10/23/1985

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 5

Date: 2/9/1982

Series 000

Date: 9/20/1972

Series 1

Date: 9/20/1972

Series 4

Date: 8/27/1996

Series 24

Date: 9/28/1994

Current Firm

REALTA EQUITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

REALTA EQUITIES, INC.

TRUST BUT VERIFY

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