Jonathan A. Brabrand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan A Brabrand, who also goes by Jonathan A Braband, Jonathan Andrew Brabrand, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2001. Jonathan had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2020 - July 12, 2024
TRANSACT CAPITAL SECURITIES, LLC
February 21, 2018 - March 3, 2020
BA SECURITIES, LLC
January 2, 2013 - April 5, 2016
BB&T SECURITIES, LLC
March 26, 2008 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
December 14, 2001 - April 27, 2006
HARRIS WILLIAMS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TRANSACT CAPITAL SECURITIES, LLC
CRD#: 133822 / SEC#: , 8-66778
Contact information
FINRA licenses (11 States and Territories)
Red Flags
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