Mark C. Woods

LATITUDE ADVISORS

Middletown, RI 02842

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CRD#: 4420925

Professional summary

Mark Christopher Woods, CFP® is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Middletown, Rhode Island and GWN SECURITIES INC. located in Middletown, Rhode Island.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mark has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Woods CPA Ltd~'NIR'~Wyatt Square, 575 East Main Road~Middletown~RI~02842~Tax Preparation/Accounting~President~5/1/2004~40hrs~0hrs~Work directly with clients on tax and accounting matters|Insurance license/life/health/accident/variable life and variable annuity Mark Woods, 575 East Main Road, Middletown RI 02842, IA rep, compensated via fees, spends 5-10 hours/week Latitude Advisors LLC Is Investment Related, DBA, Financial Professional, 2018-06-18, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Christopher Woods's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

December 9, 2024 - Present

LATITUDE ADVISORS, LLC

Office #1: 575 East Main Road Unit 3, Middletown, RI 02842

RIA

CRD#: 151001

Middletown, RI

Current

June 18, 2018 - Present

GWN SECURITIES INC.

Office #1: 575 East Main Road, Middletown, RI 02842

RIA

CRD#: 128929

Middletown, RI

Past

June 18, 2018 - June 25, 2018

GWN SECURITIES INC.

RIA

CRD#: 128929

Middletown, RI

Past

March 8, 2011 - June 22, 2018

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

MIDDLETOWN, RI

Past

November 15, 2007 - December 31, 2009

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

MIDLETOWN, RI

Past

February 12, 2007 - June 22, 2018

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

MIDDLETOWN, RI

Past

January 6, 2006 - December 31, 2006

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

MIDDLETOWN, RI

Past

January 6, 2006 - December 31, 2006

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

MIDDLETOWN, RI

Past

October 15, 2004 - October 6, 2005

LONG ISLAND FINANCIAL GROUP, INC.

CRD#: 31148

ROSLYN, NY

Past

July 2, 2004 - August 25, 2004

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SCHAUMBURG, IL

Past

June 30, 2004 - August 24, 2004

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

June 19, 2002 - July 2, 2004

HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.

RIA

CRD#: 105560

PROVIDENCE, RI

Past

November 5, 2001 - June 30, 2004

HOCHMAN & BAKER SECURITIES, INC.

CRD#: 19949

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(2/9/2022)

Rhode Island
(6/18/2018)

IAR

Rhode Island
(12/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/7/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/3/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

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Contact information

Main Address

Yorkville, IL

Mailing Address

Phone number

(630) 553-3730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LATITUDE ADVISORS, LLC ADV BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,305
AUM (Assets Under Management)	$ 379,516,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark C. Woods

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Christopher Woods's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

GWN SECURITIES INC.

AVANTAX ADVISORY SERVICES

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

MEDALLION ADVISORY SERVICES, LLC

MEDALLION INVESTMENT SERVICES, INC.

LONG ISLAND FINANCIAL GROUP, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

HOCHMAN & BAKER INVESTMENT ADVISORY SERVICES, INC.

HOCHMAN & BAKER SECURITIES, INC.

Primary Firm SEC Registration

LATITUDE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/7/2001

SIE

Date: 10/1/2018

Series 6

Date: 11/3/2001

FINRA

Current Firm

LATITUDE ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LATITUDE ADVISORS, LLC

TRUST BUT VERIFY

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