Ryan W. Mason

ARGOS WEALTH ADVISORS LLC

Sacramento, CA

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CRD#: 4420882

Professional summary

Ryan William Mason is a registered financial advisor currently at ARGOS WEALTH ADVISORS LLC located in Sacramento, California.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Ryan has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan William Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2021 - Present

ARGOS WEALTH ADVISORS LLC

RIA

CRD#: 144481

Sacramento, CA

Past

September 20, 2004 - August 6, 2007

PRESIDIO CAPITAL ADVISORS, LLC

CRD#: 116284

SAN FRANCISCO, CA

Past

September 10, 2002 - November 6, 2002

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

August 13, 2001 - September 21, 2001

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGOS WEALTH ADVISORS LLC

CRD#: 144481 / SEC#: 801-68097

RIA

Registered Investment Advisory firm - (7/12/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 8/1/2001

General Securities Representative Examination

Current Firm

ARGOS WEALTH ADVISORS LLC

CRD#: 144481 / SEC#: 801-68097

RIA

Registered Investment Advisory firm - (7/12/2007 Approved)

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Contact information

Main Address

Park City, UT

Mailing Address

5930 South Land Park Drive #22459, Sacramento, CA 95822

Phone number

(707) 633-9063

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARGOS WEALTH ADVISORS, LLC - FORM ADV PART 2A 2024 V2 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	235
AUM (Assets Under Management)	$ 897,177,631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ryan W. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan William Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGOS WEALTH ADVISORS LLC

PRESIDIO CAPITAL ADVISORS, LLC

CANACCORD GENUITY SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

Primary Firm SEC Registration

ARGOS WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2021

Series 7

Date: 8/1/2001

Current Firm

ARGOS WEALTH ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGOS WEALTH ADVISORS LLC

TRUST BUT VERIFY

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