MD
Mauro M. D'amico
BROOKSTONE CAPITAL MANAGEMENT LLC
Avondale, AZ 85392
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CRD#: 4420853
MD
Professional summary
Mauro Michael D'amico is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Avondale, Arizona.
Mauro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Mauro has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MAURO D'AMICO INC. 3430 OCEAN VIEW BLVD SUITE 3, GLENDALE, CA 91208; PRESIDENT; PREPARES TAXES AND BOOKEEPING SERVICES; 120 HR PER MONTH; SALARIED 09/1992-PRESENT;
2. COORDINATED WEALTH MANAGEMENT (RIA);IAR;OWNER; 3430 OCEAN VIEW BLVD, SUITE 3, GLENDALE CA 91208; 160/160/HRS/MO
3. RENTAL INCOME
CRS (Client Relationship Summary) - RIA
Click below to view Mauro Michael D'amico's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2018 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 12725 W Indian School Rd Suite E-101, Avondale, AZ 85392Office #2: 5635 N Scotsdale Rd Suite 170, Scottsdale, AZ 85250Office #4: 3430 Ocean View Blvd Ste E, Glendale, CA 91208Office #5: 1300 S Litchfield Road Suite 220-h, Goodyear, AZ 85338RIA
CRD#: 141413
Avondale, AZ
Past
May 28, 2015 - November 25, 2015
COORDINATED WEALTH MANAGEMENT, LLC
RIA
CRD#: 171643
GLENDALE, CA
Past
July 30, 2007 - January 16, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
RIA
CRD#: 39262
Glendale, CA
Past
January 8, 2007 - January 4, 2008
D'AMICO & LOWE, LLC
RIA
CRD#: 140429
GLENDALE, CA
Past
November 15, 2006 - May 1, 2007
WESTERN INTERNATIONAL SECURITIES, INC.
RIA
CRD#: 39262
Glendale, CA
Past
January 3, 2006 - January 16, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
Glendale, CA
Past
October 31, 2005 - December 31, 2005
OSAIC SERVICES, INC.
BD
CRD#: 133763
GLENDALE, CA
Past
June 6, 2002 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/25/2023)
IAR
California(1/11/2018)
IAR
Nevada(7/10/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Avondale, AZ 85392TRUST BUT VERIFY
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