David H. Talbot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Hale Talbot was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1969. David had worked at 13 firms and has passed the Series 79TO, SIE, Series 000, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 2020 - December 22, 2021
PICKWICK CAPITAL PARTNERS, LLC
November 10, 2014 - June 24, 2020
TERRANOVA CAPITAL EQUITIES, INC
June 24, 2014 - August 7, 2014
FALLBROOK CAPITAL SECURITIES CORP.
March 11, 2013 - December 31, 2013
GLEN EAGLE WEALTH, LLC
December 9, 2008 - March 9, 2011
MORPHEUS SECURITIES LLC
August 8, 2007 - March 14, 2008
SANDERS MORRIS LLC
November 25, 1994 - June 14, 2005
MELHADO, FLYNN & ASSOCIATES, INC.
March 1, 1989 - July 22, 1994
NATIXIS SECURITIES AMERICAS LLC
July 29, 1988 - December 5, 1988
NEEDHAM & COMPANY, LLC
November 10, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
March 17, 1971 - January 6, 1977
WILLIAM D. WITTER, INC.
January 2, 1970 - April 4, 1971
ROBERT FLEMING INC.
December 19, 1969 - July 30, 1987
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 000
Date: 12/19/1969
General Securities Principal ExaminationSeries 1
Date: 12/19/1969
Registered Representative ExaminationSeries 40
Date: 9/13/1971
Registered Principal ExaminationCurrent Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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