JR
Jeffrey D. Regalado
GWN SECURITIES
Irvine, CA 92614
Some features on this profile are disabled
CRD#: 4420739
JR
Professional summary
Jeffrey De Alday Regalado, who also goes by Jeffrey Alday Regalado, is a registered financial advisor currently at GWN SECURITIES INC. located in Irvine, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Alday Regalado
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TITANIUM FINANCIAL & INSURANCE SERVICES INC. 2030 MAIN STREET SUITE 1300 IRVINE, CA 92614 949-502-6666; NON INVESTMENT RELATED INSURANCE FOR HEALTH INSURANCE AND FIXED ANNUITIES. SINCE 2013, 4 HOURS A DAY INSURANCE BUSINES POSITION: DIRECTOR NATURE: PROPERTY CASUALTY AND FIXED INSURANCE BUSINESS., WE OFFER HOMEOWNERS AND AUTO INSURANCE AND FIXED LIFE PRODUCTS. INVESTMENT RELATED: NO NUMBER OF HOURS: 36 INVESTMENT RELATED HOURS: 2 START DATE: 07/01/2005 ADDRESS: 2030 MAIN STREET SUITE 1300, IRVINE CA 92614 DESCRIPTION: PROPERTY CASUALTY AND FIXED INSURANCE AGENT. TITANIUM FINANCIAL & INSURANCE SERVICES INC POSITION: DIRECTOR NATURE: FIXED INSURANCE (ANNUITIES), LIFE INSURANCE, HEALTH INSURANCE, PROPERTY & CASUALTY INVESTMENT RELATED: YES NUMBER OF HOURS: 120 INVESTMENT RELATED HOURS: 6 START DATE: 08/01/2013 ADDRESS: 2030 MAIN STREET, SUITE 1300, IRVINE CA 92614 DESCRIPTION: AGENT, YAM 2012 GRANDCHILDREN TRUST POSITION: Third trustee in line NATURE: Trustee duties, decisions etc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/24/2020 ADDRESS: 1 Park Plaza, Suite 600, Irvine CA 92614, United States DESCRIPTION: Third in line to a trust held for family grandchildren in case my cousin or his wife are not able to take care of their children I am perform trustee duties according to trust. TITANIUM STRATEGIC LEGAL SOLUTIONS, PC POSITION: CFO NATURE: Pharmaceutical contracts Law. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 06/07/2021 ADDRESS: 1 Park Plaza, Suite 600, Irvine CA 92614, United States DESCRIPTION: CFO for company, helping start up law firm, one attorney present. TITANIUM RECRUITING INC. POSITION: CFO NATURE: Recruiting and placement services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 15260 Ventura Blvd, Suite 1200, Sherman Oaks CA 91403, United States DESCRIPTION: CFO / start up company and help it operate properly. MORTON MANUFACTURING Is Not Investment Related, Aerospace Fasteners, Director, 2024-01-01, 5 hours per month, 0 hours per month during trading hours, Other Compensation, "Possibly going to be on Board of Directors as an advisor to the CEO and owner (cousin / family member). Advise on long term direction and/or growth of company. Not yet a certainty but disclosing it ahead of time. I will not have any control or access to accounts or check writing privileges or in charge of any employees, etc. A family owned and operated business and providing insight on the business end of things. If there will be any compensation, it will be the company paying for my time and participation in board of directors meetings. Actively on Board of Directors now, Still advising on direction of company and turning it around to profitability. No new developments as of yet but compensation, bonus, reimbursements are on the table once company is doing better. Disclosing it ahead of time.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey De Alday Regalado's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey De Alday Regalado's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2010 - Present
GWN SECURITIES INC.
Office #1: 1 Park Plaza Suite 600, Irvine, CA 92614RIA
BD
CRD#: 128929
Irvine, CA
Current
July 15, 2010 - Present
GWN SECURITIES INC.
Office #1: 1 Park Plaza Suite 600, Irvine, CA 92614RIA
BD
CRD#: 128929
Irvine, CA
Past
May 30, 2008 - July 16, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
RIA
CRD#: 36451
IRVINE, CA
Past
June 15, 2006 - July 16, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
IRVINE, CA
Past
March 11, 2003 - May 31, 2006
CONSUMER CONCEPTS INVESTMENTS, INC.
BD
CRD#: 26167
AUSTELL, GA
Past
May 22, 2002 - March 25, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
November 15, 2001 - May 20, 2002
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
BD
CRD#: 2864
BRYAN, OH
Past
August 7, 2001 - November 8, 2001
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/15/2010)
IAR
California(7/15/2010)
RR
Florida(3/24/2025)
RR
New Jersey(7/26/2017)
RR
Oregon(6/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
