Milena K. Assaf
Professional summary
Milena K Assaf, who also goes by Milena Duarte Kairalla, is a registered financial professional currently at SAFRA SECURITIES LLC located in New York, New York.
Milena is registered as a RR (Registered Representative) and started their career in finance in 2001. Milena has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Milena K Assaf's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2013 - Present
SAFRA SECURITIES LLC
Office #1: 546 Fifth Ave, New York, NY 10036April 19, 2012 - March 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 23, 2011 - March 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 21, 2006 - December 5, 2006
WELLS FARGO CLEARING SERVICES, LLC
April 21, 2006 - December 5, 2006
WELLS FARGO CLEARING SERVICES, LLC
June 27, 2003 - April 24, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 2003 - April 24, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 2001 - May 29, 2003
SAFRA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2025)
(11/8/2022)
(2/27/2019)
(9/17/2013)
(2/27/2019)
(2/27/2019)
(9/17/2013)
(2/27/2019)
(7/18/2023)
Exams
FINRA
Current Firm
SAFRA SECURITIES LLC
CRD#: 47873 / SEC#: , 8-51935
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAFRA NATIONAL BANK OF NEW YORK | SOLE SHAREHOLDER | |
| BONFIM, CARLOS CESAR BERTACO | DIRECTOR | |
| COLOMBO, RAFAELO | DIRECTOR | 6054935 |
| DIBIASI, ANTHONY | FINOP | 6435706 |
| GRUNWALD, MARK STEVEN | DIRECTOR & PRESIDENT | 3262204 |
| JAVIER, SIGMUND PETER | DIRECTOR | 6002619 |
| MCCARTHY, GERARD THOMAS | CHIEF COMPLIANCE OFFICER | 3121615 |
| MORATO, SIMONI PASSOS | DIRECTOR | 5568481 |
| OSWALD, THOMAS FRANCIS | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 1828798 |
| YOU, SANG MIN JIMMY | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6693855 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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