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Peeyush Varshney

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CRD#: 4420666
PV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peeyush Varshney was a registered financial professional .

Peeyush is a previously registered financial professional and started their career in finance in 2002. Peeyush had worked at 10 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 6, 2013 - July 17, 2014

REVA CAPITAL MARKETS LLC

BD
CRD#: 105791
NEW YORK, NY
Past

February 17, 2011 - June 5, 2013

U.S. FINANCIAL INVESTMENTS, INC.

BD
CRD#: 120804
NEW YORK, NY
Past

June 2, 2010 - February 16, 2011

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

March 18, 2010 - May 6, 2010

DINOSAUR FINANCIAL GROUP, L.L.C

BD
CRD#: 104446
NEW YORK, NY
Past

January 20, 2010 - March 22, 2010

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
NEW YORK, NY
Past

February 26, 2009 - January 4, 2010

AURIGA USA, LLC

BD
CRD#: 121731
NEW YORK, NY
Past

August 11, 2008 - November 12, 2008

MORGAN JOSEPH TRIARTISAN LLC

BD
CRD#: 10948
NEW YORK, NY
Past

July 11, 2007 - April 29, 2008

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

July 13, 2005 - July 9, 2007

SANDLER, O'NEILL & PARTNERS, L.P.

BD
CRD#: 23328
NEW YORK, NY
Past

May 29, 2002 - January 21, 2004

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/27/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/28/2002
General Securities Representative Examination

Current Firm

RC
REVA CAPITAL MARKETS LLC
NEWTEK SECURITIES, LLC | REVA CAPITAL MARKETS LLC

CRD#: 105791 / SEC#: , 8-52985

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
3 Columbus Circle 15th Floor, New York, NY 10019
Mailing Address
3 Columbus Circle 16th Floor, New York, NY 10019
Phone number
(212) 464-7363
Established
New York since 02/22/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
REVA CAPITAL HOLDINGS, LLCMEMBER
GOODE, JACQUELINE MARIEFINOP, CCO1292607
NAIK, VAGEESHCEO4450126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REVA CAPITAL MARKETS LLC

CRD#: 105791

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