Vishal Birsingh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vishal Birsingh was a registered financial professional .
Vishal is a previously registered financial professional and started their career in finance in 2001. Vishal had worked at 16 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2012 - July 7, 2014
AVENIR FINANCIAL GROUP
July 31, 2012 - December 10, 2012
OLSON, CROSS & ALAMO LLC
September 21, 2010 - May 13, 2011
U.S. FINANCIAL INVESTMENTS, INC.
July 28, 2010 - October 19, 2010
LAMPERT CAPITAL MARKETS INC.
April 2, 2010 - July 9, 2010
LEGEND SECURITIES, INC.
July 20, 2009 - February 16, 2010
UNION FINANCIAL CORP.
February 11, 2009 - April 15, 2009
NEWOAK CAPITAL MARKETS LLC
September 8, 2008 - December 2, 2008
JOHN THOMAS FINANCIAL
August 8, 2008 - September 3, 2008
JHS CAPITAL ADVISORS, LLC
January 16, 2008 - August 12, 2008
EMPIRE FINANCIAL GROUP, INC.
December 5, 2007 - August 12, 2008
JESUP & LAMONT SECURITIES CORP
October 18, 2004 - December 19, 2007
WINDSOR STREET CAPITAL, LP
April 29, 2004 - October 19, 2004
GUNNALLEN FINANCIAL, INC
April 27, 2004 - April 28, 2004
S.W. BACH & COMPANY
April 21, 2003 - April 27, 2004
HARRISON SECURITIES, INC.
July 11, 2001 - February 4, 2003
THINKEQUITY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AVENIR FINANCIAL GROUP
CRD#: 148490 / SEC#: , 8-68031
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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