Donald A. Ballai

SOUTH LANE WEALTH MANAGEMENT

Ringoes, NJ

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CRD#: 4420362

Professional summary

Donald Alan Ballai, who also goes by Donald A Ballai, is a registered financial advisor currently at SOUTH LANE WEALTH MANAGEMENT LLC located in Ringoes, New Jersey.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Donald has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald A Ballai

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Alan Ballai's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2013 - Present

SOUTH LANE WEALTH MANAGEMENT LLC

RIA

CRD#: 167439

Ringoes, NJ

Past

January 10, 2011 - May 20, 2013

LEGACY INVESTMENT ADVISORS, LLC

RIA

CRD#: 144477

MT. LAUREL, NJ

Past

October 13, 2009 - May 20, 2013

STURDIVANT & CO. INC

CRD#: 24583

VOORHEES, NJ

Past

April 23, 2009 - June 15, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NEW YORK, NY

Past

September 26, 2001 - December 10, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TRENTON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/21/2013)

IAR

Pennsylvania
(6/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/14/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/16/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/25/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SOUTH LANE WEALTH MANAGEMENT LLC

SOUTH LANE ADVISORS LLC | SOUTH LANE WEALTH MANAGEMENT LLC

CRD#: 167439 / SEC#:

New Jersey

Registered Investment Advisory firm - (5/21/2013 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/4/2013 Approved)

Texas

Registered Investment Advisory firm - (10/31/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ringoes, NJ

Mailing Address

Phone number

(609) 468-9010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 53,127,382

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald A. Ballai

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Alan Ballai's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUTH LANE WEALTH MANAGEMENT LLC

LEGACY INVESTMENT ADVISORS, LLC

STURDIVANT & CO. INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2011

Series 63

Date: 9/14/2001

Series 7

Date: 12/16/2004

Series 6

Date: 9/25/2001

Current Firm

SOUTH LANE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUTH LANE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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