SK
Sarah L. Keibler
ALLIANT RETIREMENT CONSULTING
Seattle, WA 98101
Some features on this profile are disabled
CRD#: 4420243
SK
Professional summary
Sarah Leigh Keibler, who also goes by Sarah Leigh Beitz, is a registered financial advisor currently at ALLIANT RETIREMENT CONSULTING located in Seattle, Washington.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sarah has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah Leigh Beitz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: ADVISORY BUSINESS
POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE
START DATE: 7/2015
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
BRIEF DESCRIPTION OF DUTIES: ADVISORY REPRESENTATIVE
2. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICE, LLC, DBA ALLIANT RETIREMENT CONSULTING
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: ADVISORY BUSINESS OFFERED THROUGH ON OUTSIDE RIA
START DATE: 7/2015
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 40
BRIEF DESCRIPTION OF DUTIES: I AM ASSOCIATED WITH THE RIA AND CAN DO ADVISORY BUSINESS.
3. NAME OF OTHER BUSINESS: ASPPA BENEFITS COUNSEL OF THE GREAT NORTHWEST BOARD MEMBERS
INVESTMENT RELATED: NO
ADDRESS: 42445 N. FAIRFAX DRIVE, SUITE 750, ARLINGTON, VA 22203
NATURE OF BUSINESS: NETWORKING AND EDUCATIONAL OPPORTUNITIES
START DATE: 12/2015
APX NUMBER OF HOURS PER WEEK: 2
APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL
BRIEF DESCRIPTION OF DUTIES: AT-LARGE POSITION
(2) 06/17/2016 - Alliant Retirement Consulting - Registered Investment Advisor DBA - Alliant Retirement Consulting - INV REL - START 06/08/2016 - 1420 5th Ave Ste 1500 Seattle WA 98101 - Serving in an Administrative Capacity Only - 120 HR/MO, 120 DURING SECS TRDG HRS
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Leigh Keibler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 10, 2016 - Present
ALLIANT RETIREMENT CONSULTING
Office #1: 1420 5th Avenue Suite 3150, Seattle, WA 98101RIA
CRD#: 167970
Seattle, WA
Past
August 18, 2017 - July 16, 2021
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
SEATTLE, WA
Past
September 29, 2016 - August 30, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
SEATTLE, WA
Past
November 30, 2010 - August 30, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
SEATTLE, WA
Past
November 30, 2006 - November 30, 2010
NRP FINANCIAL, INC.
BD
CRD#: 103717
SEATTLE, WA
Past
January 16, 2006 - August 15, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ST. LOUIS, MO
Past
July 30, 2001 - August 27, 2002
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AR
ALLIANT RETIREMENT CONSULTING
ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING
CRD#: 167970 / SEC#: 801-78240
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Alaska
Registered Investment Advisory firm - (2/20/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(2/11/2021)
IAR
Washington(10/10/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AR
ALLIANT RETIREMENT CONSULTING
ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING
CRD#: 167970 / SEC#: 801-78240
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Alaska
Registered Investment Advisory firm - (2/20/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1125 Sanctuary Parkway Suite 300, Alpharetta, GA 30009
Mailing Address
Phone number
(713) 470-4208
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 156 |
| AUM (Assets Under Management) | $ 4,493,036,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
