Hung-lin C. Dowling
Professional summary
Hung-lin Chen Dowling, who also goes by H. Sandy Chen, Hung - Lin Chen, Hung-lin Chen, Hunglin Sandy Chen, Sandy Chen, Sandy Hung-lin, is a registered financial professional currently at CLSA AMERICAS, LLC located in New York, New York.
Hung-lin is registered as a RR (Registered Representative) and started their career in finance in 2003. Hung-lin has worked at 2 firms and has passed the Series 63, Series 16, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hung-lin Chen Dowling's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2020 - Present
CLSA AMERICAS, LLC
Office #1: 1155 Avenue Of The Americas 17th Floor, New York, NY, 10036May 13, 2009 - August 6, 2009
RAYMOND JAMES & ASSOCIATES, INC.
February 10, 2003 - July 17, 2008
RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
CLSA AMERICAS, LLC
CRD#: 165533 / SEC#: , 8-69166
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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