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Nancy C. D Albert

BARCLAYS CAPITAL
NEW YORK, NY 10019
CRD#: 4419923
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ND
Nancy Carney D AlbertBARCLAYS CAPITAL

Professional summary

Nancy Carney D Albert, who also goes by Nancy Carney, is a registered financial professional currently at BARCLAYS CAPITAL INC. located in New York, New York.

Nancy is registered as a RR (Registered Representative) and started their career in finance in 2001. Nancy has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nancy Carney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

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CRS (Client Relationship Summary) - BD

Click below to view Nancy Carney D Albert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2026 - Present

BARCLAYS CAPITAL INC.

Office #1: 745 7th Avenue, New York, NY 10019
BD
CRD#: 19714
NEW YORK, NY
Past

June 27, 2002 - March 6, 2003

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

October 19, 2001 - June 4, 2002

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/10/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/24/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/8/2026
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BARCLAYS CAPITAL INC.
BARCLAYS | WEALTH AND INVESTMENT MANAGEMENT, AMERICAS | WEALTH AND INVESTMENT MANAGEMENT A DIVISION OF BARCLAYS | FUNDS AND ADVISORY-AMERICAS | BZW SECURITIES INC. | BCFS - AMERICAS | BARCLAYS WEALTH AND INVESTMENT MANAGEMENT, AMERICAS | BARCLAYS WEALTH AMERICAS | BARCLAYS WEALTH | BARCLAYS SECURITIES INC. | BARCLAYS SECURITIES INC | BARCLAYS DE ZOETE WEDD SECURITIES INC. | BARCLAYS DE ZOETE WEDD GOVERNMENT SECURITIES, INC. | BARCLAYS CAPITAL INC. | BARCLAYS CAPITAL FUND SOLUTIONS - AMERICAS | BARCLAYS CAPITAL

CRD#: 19714 / SEC#: 801-69700, 8-41342

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
745 7th Avenue, New York, NY 10019
Mailing Address
745 7th Avenue, New York, NY 10019
Phone number
(212) 526-7000
Established
Connecticut since 03/30/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

INVESTMENT PHILOSOPHY PORTFOLIO MULTIPLE ACCOUNTS (IPPMA) PROGRAM (10/29/2015)
PORTFOLIO MANAGEMENT PROGRAM (ETF TACTICAL ALLOCATION STRATEGIES) (8/26/2015)
SELECT ADVISORS PROGRAM (8/26/2015)
PORTFOLIO MANAGEMENT PROGRAM (EQUITY AND FIXED INCOME STRATEGIES) (8/26/2015)
ACCOMMODATION MANAGER PROGRAM (8/26/2015)
INVESTMENT ADVISOR REPRESENTATIVE PROGRAM (8/26/2015)
FIRM BROCHURE (8/26/2015)

Direct owners and executive officers

NamePositionCRD#
BARCLAYS GROUP US INC.OWNS BARCLAYS CAPITAL INC.
ABREU, JULIAN JAVIERROSFP - PRIME SERVICES5160018
JAISING, RAHULROSFP - PRIME SERVICES4754959
MATHIS, CAROL PEDERSENPRINCIPAL FINANCIAL OFFICER4322657
MAYER, ANTHONY EDWARDCHIEF RISK OFFICER8132690
MOGAVERO, ANDREW MICHAELCHIEF EXECUTIVE OFFICER3247485
O'CONNOR, CLAIRE SCHOLZBOARD DIRECTOR1907247
ROGOFF, BRADLEY WAYNEHEAD OF RESEARCH4569545
SMITH, JULIETTE SARACHIEF LEGAL OFFICER5696210
WESTWOOD, JAIPRINCIPAL OPERATIONS OFFICER4611538
ZACHARIA, ZACHARIACHIEF COMPLIANCE OFFICER2440444

Disclosures

Regulatory Event157
Civil Event4

Red Flags

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Company Information

BARCLAYS CAPITAL INC.

CRD#: 19714New York, NY 10019

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