Charles E. Bush
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Bush JR., who also goes by Charles Edward Bush, Chuck Bush, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2001. Charles had worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2020 - June 29, 2021
EDGEWATER CAPITAL, LLC
April 14, 2015 - March 23, 2020
EDGEWATER CAPITAL, LLC
June 9, 2014 - March 17, 2015
INDEPENDENT INVESTMENT BANKERS, CORP.
October 20, 2009 - June 3, 2014
EDGEWATER CAPITAL, LLC
October 19, 2001 - May 17, 2004
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/28/2024
Investment Banking Registered Representative ExaminationCurrent Firm
EDGEWATER CAPITAL, LLC
CRD#: 128898 / SEC#: , 8-66184
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KRAMER, CHRISTOPHER ALEXANDER | PRESIDENT, CCO, CFO | 4352074 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
