Brian P. Reisbeck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Phillip Reisbeck, who also goes by Brian Phillip Reisbeck, Brian Reisbeck, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 10 firms and has passed the Series 66, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2018 - December 21, 2018
ROBINHOOD SECURITIES, LLC
September 6, 2016 - December 21, 2018
ROBINHOOD FINANCIAL, LLC
July 15, 2015 - September 2, 2016
FOOTHILL SECURITIES, INC.
July 13, 2015 - September 2, 2016
FOOTHILL SECURITIES, INC.
February 6, 2013 - August 21, 2013
WEALTHFRONT BROKERAGE LLC
April 29, 2010 - February 6, 2013
SCOTTRADE, INC.
August 24, 2009 - September 11, 2009
WADDELL & REED
August 12, 2009 - September 11, 2009
WADDELL & REED
August 30, 2002 - October 2, 2003
WAMU INVESTMENTS, INC.
March 11, 2002 - September 18, 2002
NATIONAL CLEARING CORP.
August 23, 2001 - September 27, 2001
IDS LIFE INSURANCE COMPANY
August 23, 2001 - September 27, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBINHOOD SECURITIES, LLC
CRD#: 287900 / SEC#: , 8-69916
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | MEMBER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | CHIEF OPERATING OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINOP | 3103432 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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