DH
David B. Holloway
NORTHERN CAPITAL MANAGEMENT
POST FALLS, ID 83854
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CRD#: 4419768
DH
Professional summary
David B Holloway, AIF®, CFP® is a registered financial advisor currently at NORTHERN CAPITAL MANAGEMENT, INC. located in Post Falls, Idaho and NORTHERN CAPITAL RETIREMENT SERVICES, INC. located in Post Falls, Idaho.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF THE OTHER BUSINESS: Aviation Resources LLC; INVESTMENT RELATED: No; BUSINESS ADDRESS: 5293 E Poleline, Post Falls ID 83854; NATURE OF THE OTHER BUSINESS: Aircraft leasing, manned and unmanned, flight training support; POSITION/TITLE/RELATIONSHIP: Member; START DATE: 11/09/2017; APPROXIMATE # OF HOURS/MONTH DEVOTED: 4-6; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: 0-5; DUTIES: Managing Member; 2) NAME OF THE OTHER BUSINESS: Clearwater Flying Club; INVESTMENT RELATED: No; BUSINESS ADDRESS: 5293 E Poleline, Post Falls ID 83854; NATURE OF THE OTHER BUSINESS: Aviation/Promote flying; POSITION/TITLE/RELATIONSHIP: Corporate Secretary/Owner; START DATE: 07/01/2019; APPROXIMATE # OF HOURS/MONTH DEVOTED: 0-5; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: <1; DUTIES: Co-founder; 3) NAME OF THE OTHER BUSINESS: Empire Airlines Inc; INVESTMENT RELATED: No; BUSINESS ADDRESS: 11559 N Atlas Road, Hayden ID 83835; NATURE OF THE OTHER BUSINESS: Aviation Services; POSITION/TITLE/RELATIONSHIP: Director/Corporate Secretary; START DATE: 01/01/1986; APPROXIMATE # OF HOURS/MONTH DEVOTED: 4-6; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: 0-5; DUTIES: Director/Corporate Secretary; 4) NAME OF THE OTHER BUSINESS: Empire Holdings Inc; INVESTMENT RELATED: No; BUSINESS ADDRESS: 11559 N Atlas Road, Hayden ID 83835; NATURE OF THE OTHER BUSINESS: Aviation Services; POSITION/TITLE/RELATIONSHIP: Director/Corporate Secretary; START DATE: 09/12/2005; APPROXIMATE # OF HOURS/MONTH DEVOTED: 4-6; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: 0-5; DUTIES: Director/Corporate Secretary; 5) NAME OF THE OTHER BUSINESS: Jonathan A Holloway Foundation; INVESTMENT RELATED: Yes; BUSINESS ADDRESS: 5293 E Poleline, Post Falls ID 83854; NATURE OF THE OTHER BUSINESS: Private Family Foundation; POSITION/TITLE/RELATIONSHIP: Director/President; START DATE: 11/25/2002; APPROXIMATE # OF HOURS/MONTH DEVOTED: 0-5; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: 0-5; DUTIES: Administrative/Review charitable entity requests; 6) NAME OF THE OTHER BUSINESS: West Air, Inc; INVESTMENT RELATED: No; BUSINESS ADDRESS: 5005 E. Anderson Ave. Fresno, CA 93727; NATURE OF THE OTHER BUSINESS: Aircraft Flight Operations; POSITION/TITLE/RELATIONSHIP: Director/Corporate Secretary; START DATE: 12/31/2021; APPROXIMATE # OF HOURS/MONTH DEVOTED: 0-5; NUMBER OF HOURS/MONTH YOU DEVOTE DURING TRADING HOURS: 0-5; DUTIES: Board Member/Corporate Secretary.
CRS (Client Relationship Summary) - RIA
Click below to view David B Holloway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
June 30, 2003 - Present
NORTHERN CAPITAL MANAGEMENT, INC.
Office #1: 1810 Schneidmiller Ave. Suite 340, Post Falls, ID 83854RIA
CRD#: 111379
POST FALLS, ID
Current
April 10, 2013 - Present
NORTHERN CAPITAL RETIREMENT SERVICES, INC.
Office #1: 1810 Schneidmiller Ave. Suite 340, Post Falls, ID 83854RIA
CRD#: 163327
POST FALLS, ID
Past
May 15, 2003 - February 8, 2016
NCM SECURITIES, INC.
BD
CRD#: 35186
SPOKANE, WA
Past
September 10, 2001 - May 6, 2003
LPL FINANCIAL LLC
RIA
CRD#: 6413
SPOKANE, WA
Past
July 5, 2001 - May 6, 2003
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NORTHERN CAPITAL MANAGEMENT, INC.
NORTHERN CAPITAL MANAGEMENT, INC. | WILSON, MILLER AND ASSOCIATES | WILSON, MILLER & ASSOCIATES | WILSON FINANCIAL CONSULTING GROUP
CRD#: 111379 / SEC#: 801-44942
RIA
Registered Investment Advisory firm - (11/5/1993 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(9/28/2005)
IAR
Texas(9/2/2015)
IAR
Washington(6/30/2003)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
NC
NORTHERN CAPITAL MANAGEMENT, INC.
NORTHERN CAPITAL MANAGEMENT, INC. | WILSON, MILLER AND ASSOCIATES | WILSON, MILLER & ASSOCIATES | WILSON FINANCIAL CONSULTING GROUP
CRD#: 111379 / SEC#: 801-44942
RIA
Registered Investment Advisory firm - (11/5/1993 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984
Mailing Address
Phone number
(509) 456-2526
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,819 |
| AUM (Assets Under Management) | $ 462,159,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2024 | ||
| 12/28/2023 | ||
| 01/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
