Michael S. Lawton
Professional summary
Michael Stringer Lawton, who also goes by Michael S. Lawton, Mike Lawton, is a registered financial professional currently at OCM INVESTMENTS, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Stringer Lawton's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2025 - Present
OCM INVESTMENTS, LLC
Office #1: 1301 Avenue Of The Americas 34th Floor, New York, NY 10019June 5, 2020 - July 11, 2025
BLACKROCK INVESTMENTS, LLC
June 11, 2002 - March 4, 2020
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
OCM INVESTMENTS, LLC
CRD#: 128803 / SEC#: , 8-66176
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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