Matthew K. Lazar
Professional summary
Matthew Kenneth Lazar was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Matthew had worked at 5 firms, which includes TRAFALGAR WEALTH MANAGEMENT LLC, EBNER FINANCIAL GROUP, ENVIT CAPITAL PRIVATE WEALTH MANAGEMENT LLC, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
January 10, 2011 - December 31, 2013
TRAFALGAR WEALTH MANAGEMENT, LLC
October 25, 2010 - December 31, 2010
TRAFALGAR WEALTH MANAGEMENT, LLC
February 9, 2009 - June 8, 2010
EBNER FINANCIAL GROUP
September 18, 2008 - January 26, 2009
ENVIT CAPITAL PRIVATE WEALTH MANAGEMENT, LLC
September 11, 2002 - May 14, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
August 5, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 5, 2002 - May 14, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TRAFALGAR WEALTH MANAGEMENT, LLC
CRD#: 154511 / SEC#:
Contact information
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