Robert T. Guerra
Professional summary
Robert Thomas Guerra, who also goes by Robert Guerra, is a registered financial advisor currently at GUERRA PAN ADVISORS, LLC located in Montclair, New Jersey.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robert has worked at 6 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Thomas Guerra's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2021 - Present
GUERRA PAN ADVISORS, LLC
July 5, 2019 - August 16, 2021
ALDEN CAPITAL
July 3, 2019 - January 13, 2025
J. ALDEN ASSOCIATES, INC.
December 11, 2006 - July 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 21, 2006 - July 6, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 2003 - April 24, 2006
WELLS FARGO CLEARING SERVICES, LLC
August 30, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
GUERRA PAN ADVISORS, LLC
CRD#: 313489 / SEC#: 801-120767
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/18/2022)
(8/15/2021)
Exams
Current Firm
GUERRA PAN ADVISORS, LLC
CRD#: 313489 / SEC#: 801-120767
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 210,424,169 |
Red Flags
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