Jordan E. Scales
Professional summary
Jordan Elijah Scales was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jordan is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Jordan had worked at 4 firms, which includes LH ROSS & COMPANY INC., PLATINUM INVESTMENT CORP., OPPENHEIMER & CO. INC., PRIME CHARTER LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2004 - April 9, 2004
LH ROSS & COMPANY, INC.
May 19, 2003 - November 11, 2003
LH ROSS & COMPANY, INC.
May 22, 2002 - July 18, 2002
PLATINUM INVESTMENT CORP.
March 15, 2002 - April 2, 2003
LH ROSS & COMPANY, INC.
January 2, 2002 - March 7, 2002
OPPENHEIMER & CO. INC.
November 23, 2001 - January 2, 2002
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LH ROSS & COMPANY, INC.
CRD#: 37920 / SEC#: , 8-47990
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LH ROSS HOLDING CORP. | PARENT COMPANY | |
| MICHELIN, FRANKLYN ROSS | PRESIDENT | 2459180 |
Disclosures
| Regulatory Event | 31 |
| Arbitration | 15 |
Red Flags
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