Richard M. Taggart
Professional summary
Richard Milton Taggart, who also goes by Dick Taggart, is a registered financial professional currently at AMERICAN FUNDS & TRUSTS INCORPORATED located in Salt Lake City, Utah.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1958. Richard has worked at 1 firm and has passed the Series 99TO, Series 7TO, SIE, Series 1, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Milton Taggart's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 1958 - Present
AMERICAN FUNDS & TRUSTS INCORPORATED
Office #1: 3030 South Main Street Suite 100, Salt Lake City, UT 84115-3554Office #2: 3030 South Main Street Suite 100, Salt Lake City, UT 84115-3554State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/1990)
(3/31/1998)
(5/23/1983)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 8/27/1956
Registered Representative ExaminationFINRA
Current Firm
AMERICAN FUNDS & TRUSTS INCORPORATED
CRD#: 1066 / SEC#: , 8-6939
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 1 |
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Company Information
AMERICAN FUNDS & TRUSTS INCORPORATED
CRD#: 1066Salt Lake City, UT 84115-3554TRUST BUT VERIFY
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