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JB

Jacqueline S. Benjamin Hatherley

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CRD#: 4418923
JB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jacqueline S Benjamin Hatherley, who also goes by Jackie Benjamin, Jacqueline S Benjamin, was a registered financial professional .

Jacqueline is a previously registered financial professional and started their career in finance in 2008. Jacqueline had worked at 3 firms and has passed the Series 65 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jackie Benjamin | Jacqueline S Benjamin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RIA OPS LLC; yes; Las Vegas, NV; Staffing and Operations Consulting; Owner/Consultant; 10/2023; 60 hrs./month; 4 hrs. during trading; Consult on staffing and operational processes.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 1, 2022 - October 21, 2025

THE RETIREMENT SOLUTIONS GROUP

RIA
CRD#: 299396
LAS VEGAS, NV
Past

November 18, 2021 - October 31, 2022

CAPSTONE CAPITAL WEALTH ADVISORS

RIA
CRD#: 123764
HENDERSON, NV
Past

July 10, 2008 - January 4, 2011

THE INVESTMENT COUNSEL COMPANY OF NEVADA

BD
CRD#: 19608
LAS VEGAS, NV

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/8/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam

Current Firm


TR
THE RETIREMENT SOLUTIONS GROUP
HATHERLEY CAPITAL MANAGEMENT, LLC | TRANSCEND RETIREMENT | THE RETIREMENT SOLUTIONS GROUP

CRD#: 299396 / SEC#:

California
Registered Investment Advisory firm - (9/11/2021 Terminated)
Nevada
Registered Investment Advisory firm - (2/27/2019 Approved)
South Carolina
Registered Investment Advisory firm - (11/7/2025 Approved)
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Contact information


Main Address
Las Vegas, NV
Mailing Address
Phone number
(702) 835-6960
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts69
AUM (Assets Under Management)$ 27,316,118

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE RETIREMENT SOLUTIONS GROUP

CRD#: 299396

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