Dennis J. Haberkorn

HABERKORN FINANCIAL SERVICES

LOUISVILLE, CO 80027

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CRD#: 4418898

Professional summary

Dennis Joseph Haberkorn is a registered financial advisor currently at HABERKORN FINANCIAL SERVICES, INC. located in Louisville, Colorado.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Dennis has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Joseph Haberkorn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 1999 - Present

HABERKORN FINANCIAL SERVICES, INC.

Office #1: 357 S. Mccaslin Blvd. Suite 200, Louisville, CO 80027

RIA

CRD#: 113115

LOUISVILLE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/30/1999)

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Exams

Current Firm

HABERKORN FINANCIAL SERVICES, INC.

CRD#: 113115 / SEC#: 801-64209

RIA

Registered Investment Advisory firm - (6/22/2009 Terminated)

Colorado

Registered Investment Advisory firm - (6/22/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

357 Mccaslin Blvd Suite 200, Louisville, CO 80027-2932

Mailing Address

Phone number

(303) 926-4900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 28,455,108

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis J. Haberkorn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Joseph Haberkorn's CRS (Customer Relationship Summary).

Certified licenses

Experience

HABERKORN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Current Firm

HABERKORN FINANCIAL SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HABERKORN FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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