DM
Daniel C. Murphy
LODESTONE WEALTH MANAGEMENT LLC
Spokane, WA 99201
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CRD#: 4418879
DM
Professional summary
Daniel Clary Murphy, who also goes by Daniel C Murphy, is a registered financial advisor currently at LODESTONE WEALTH MANAGEMENT LLC located in Spokane, Washington and NORTHWEST INVESTMENT ADVISORS, INC. located in Spokane, Washington.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Daniel has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel C Murphy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LODESTONE WEALTH MANAGEMENT LLC. INVESTMENT-RELATED. 9 SOUTH WASHINGTON STREET, SUITE 211 SPOKANE, WA 99201. REGISTERED INVESTMENT ADVISOR. DIRECT OWNER STARTED 07/2021. 90% OF TIME DEVOTED APPROXIMATELY 144 HOURS PER MONTH. APPROXIMATELY 6 HOURS DEVOTED TO THIS BUSINESS DURING TRADING HOURS. PARTNERSHIP DUTIES OF RUNNING AN RIA - INCLUDING TRADING, SUPERVISION, AND OVERSIGHT. MR. MURPHY OWNS TWO RENTAL HOUSES 408 EAST NORA AVENUE AND 608 EAST NORA AVENUE SPOKANE, WA 99207. THE HOUSES ARE OWNED PERSONALLY AND PRODUCE RENTAL INCOME. MR. MURPHY DEVOTES APPROXIMATELY 2 HOURS PER MONTH TO THE MANAGEMENT OF THESE PROPERTIES AND 0 HOURS PER MONTH DURING TRADING HOURS. (NON INVESTMENT RELATED).
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Clary Murphy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2009 - Present
LODESTONE WEALTH MANAGEMENT LLC
Office #1: 9 S Washington St Ste 211, Spokane, WA 99201RIA
CRD#: 151115
Spokane, WA
Current
June 11, 2013 - Present
NORTHWEST INVESTMENT ADVISORS, INC.
Office #1: 9 South Washington Street, Suite 211, Spokane, WA 99201RIA
BD
CRD#: 109737
Spokane, WA
Past
May 11, 2010 - June 5, 2013
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
BD
CRD#: 7726
LIBERTY LAKE, WA
Past
November 23, 2009 - May 13, 2010
NORTHWEST INVESTMENT ADVISORS, INC.
BD
CRD#: 109737
SPOKANE, WA
Past
August 21, 2001 - October 30, 2009
BOZARTH, NEWTON & MURPHY SECURITIES, INC.
BD
CRD#: 113870
SPOKANE, WA
Past
February 28, 2000 - October 30, 2009
BOZARTH INVESTMENT MNGT
RIA
CRD#: 109958
SPOKANE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LODESTONE WEALTH MANAGEMENT LLC
LODESTONE WEALTH MANAGEMENT LLC | MURPHY WEALTH MANAGEMENT | MURPHY INVESTMENTS LLC | MURPHY INVESTMENT MANAGEMENT LLC
CRD#: 151115 / SEC#: 801-120040
RIA
Registered Investment Advisory firm - (1/4/2021 Approved)Idaho
Registered Investment Advisory firm - (2/9/2021 Terminated)Washington
Registered Investment Advisory firm - (3/12/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Idaho(11/13/2009)
RR
Idaho(6/11/2013)
IAR
Texas(4/26/2022)
IAR
Washington(10/15/2009)
RR
Washington(6/11/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 11/8/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
LW
LODESTONE WEALTH MANAGEMENT LLC
LODESTONE WEALTH MANAGEMENT LLC | MURPHY WEALTH MANAGEMENT | MURPHY INVESTMENTS LLC | MURPHY INVESTMENT MANAGEMENT LLC
CRD#: 151115 / SEC#: 801-120040
RIA
Registered Investment Advisory firm - (1/4/2021 Approved)Idaho
Registered Investment Advisory firm - (2/9/2021 Terminated)Washington
Registered Investment Advisory firm - (3/12/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9 S Washington St Ste 211, Spokane, WA 99201
Mailing Address
Phone number
(509) 413-2386
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 681 |
| AUM (Assets Under Management) | $ 306,205,522 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LODESTONE WEALTH MANAGEMENT LLC
CRD#: 151115Spokane, WA 99201TRUST BUT VERIFY
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