Robert L. Van Erem
Professional summary
Robert Louis Van Erem III, who also goes by Bob Louis Van Erem, Robert Louis Van Erem, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Frisco, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Louis Van Erem III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Louis Van Erem III's CRS (Customer Relationship Summary).
Certified licenses
Education
St. Ambrose University
Bachelor of Arts (BA) - Business Administration
1994
Experience
August 11, 2026 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 17 Cowboys Way, Frisco, TX 75034August 11, 2026 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 17 Cowboys Way, Frisco, TX 75034March 31, 2025 - August 17, 2026
STRATEGIC ADVISERS LLC
September 3, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 30, 2021 - August 17, 2026
FIDELITY BROKERAGE SERVICES LLC
August 21, 2015 - July 9, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
August 14, 2015 - July 9, 2021
BBVA SECURITIES INC.
January 28, 2015 - August 7, 2015
CAPITAL ONE ADVISORS, LLC
January 2, 2015 - August 7, 2015
CAPITAL ONE INVESTING, LLC
February 21, 2014 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
February 21, 2014 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
October 10, 2012 - February 12, 2014
J.P. MORGAN SECURITIES LLC
October 2, 2012 - February 12, 2014
J.P. MORGAN SECURITIES LLC
September 19, 2011 - September 27, 2012
U.S. BANCORP INVESTMENTS, INC.
September 13, 2011 - September 27, 2012
U.S. BANCORP INVESTMENTS, INC.
January 3, 2011 - October 5, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - October 5, 2011
WELLS FARGO CLEARING SERVICES, LLC
June 13, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
June 7, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
May 23, 2007 - June 8, 2007
WAMU INVESTMENTS, INC.
May 23, 2007 - June 8, 2007
WAMU INVESTMENTS, INC.
February 13, 2007 - May 15, 2007
WELLS FARGO INVESTMENTS, LLC
September 8, 2004 - May 15, 2007
WELLS FARGO INVESTMENTS, LLC
August 21, 2001 - September 9, 2004
EDWARD JONES
Primary Firm SEC Registration
FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2026)
(8/11/2026)
(8/11/2026)
Exams
What does exam status mean?
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 47,014 |
| AUM (Assets Under Management) | $ 10,924,793,999 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIFTH THIRD SECURITIES, INC.
Financial ConsultantCRD#: 628Frisco, TX 75034TRUST BUT VERIFY
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