MT
Mark G. Taylan
EASTSOUND CAPITAL ADVISORS
Morgan Hill, CA 95037
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CRD#: 4418749
MT
Professional summary
Mark Genaro Valencia Taylan, who also goes by Mark G. Valencia Taylan, Mark Taylan, is a registered financial advisor currently at EASTSOUND CAPITAL ADVISORS, LLC located in Morgan Hill, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Mark has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark G. Valencia Taylan | Mark Taylan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mark Taylan has the following Outside Business Activities: He is an insurance agent appointed with various insurance companies. In this capacity Mr. Taylan may recommend securities, insurance, or other products, and receive commissions and other compensation if products are purchased through any firms with which Mr. Taylan is affiliated. Thus, a potential conflict of interest may exist between the interests of Mark Taylan and those of the advisory clients. However, clients are under no obligation to act upon any recommendations of Mr. Taylan or affect any transactions through Mr. Taylan if they decide to follow the recommendations. Mr. Taylan is managing director of Advisors 360 LLC. In this role he provides business development services to various entities. He spends approximately 20 hours a month in the exercise during market and non-market hours. Mr. Taylan is as advisor to the executive board of FAREPA, Silicon Valley, Inc., a 501(c)6 non-profit organization that provides industry education, networking and a unified voice for real estate professionals. He receives no compensation for this role and devotes approximately 2 hours a month to this activity. Mark Genaro Valencia Taylan receives 25% of his compensation from the above listed Outside Business Activities.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Genaro Valencia Taylan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2018 - Present
EASTSOUND CAPITAL ADVISORS, LLC
Office #1: 355 Woodview Avenue Suite 300, Morgan Hill, CA 95037RIA
CRD#: 160180
Morgan Hill, CA
Past
September 21, 2016 - May 1, 2018
SOWELL MANAGEMENT
RIA
CRD#: 127145
Morgan Hill, CA
Past
September 5, 2014 - January 3, 2017
CONCERT WEALTH MANAGEMENT
RIA
CRD#: 141253
MORGAN HILL, CA
Past
October 1, 2012 - August 22, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
SAN JOSE, CA
Past
October 1, 2012 - August 22, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN JOSE, CA
Past
September 12, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
SAN JOSE, CA
Past
September 12, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
SAN JOSE, CA
Past
July 16, 2009 - September 5, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MORGAN HILL, CA
Past
July 15, 2009 - September 5, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
MORGAN HILL, CA
Past
February 16, 2007 - July 16, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
SAN JOSE, CA
Past
February 16, 2007 - July 16, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
SAN JOSE, CA
Past
May 14, 2002 - February 20, 2007
WAMU INVESTMENTS, INC.
BD
CRD#: 599
MORGAN HILL, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
EASTSOUND CAPITAL ADVISORS, LLC
ADVISORS 360 | WESTERN FINANCIAL | PRIMROSE HILL CAPITAL | MAPLE PARK MANAGEMENT, LLC | HANNA CAPITAL MANAGEMENT, LLC | EASTSOUND CAPITAL ADVISORS, LLC | CAPITAL ADVISORS 360, LLC | CAPITAL ADVISORS 360
CRD#: 160180 / SEC#: 801-129635
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)California
Registered Investment Advisory firm - (4/24/2024 Terminated)Colorado
Registered Investment Advisory firm - (3/27/2024 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (3/25/2024 Terminated)Michigan
Registered Investment Advisory firm - (2/23/2023 Terminated)Texas
Registered Investment Advisory firm - (3/25/2024 Terminated)Washington
Registered Investment Advisory firm - (4/25/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/20/2018)
IAR
Texas(4/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
EC
EASTSOUND CAPITAL ADVISORS, LLC
ADVISORS 360 | WESTERN FINANCIAL | PRIMROSE HILL CAPITAL | MAPLE PARK MANAGEMENT, LLC | HANNA CAPITAL MANAGEMENT, LLC | EASTSOUND CAPITAL ADVISORS, LLC | CAPITAL ADVISORS 360, LLC | CAPITAL ADVISORS 360
CRD#: 160180 / SEC#: 801-129635
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)California
Registered Investment Advisory firm - (4/24/2024 Terminated)Colorado
Registered Investment Advisory firm - (3/27/2024 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (3/25/2024 Terminated)Michigan
Registered Investment Advisory firm - (2/23/2023 Terminated)Texas
Registered Investment Advisory firm - (3/25/2024 Terminated)Washington
Registered Investment Advisory firm - (4/25/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Eastsound, WA
Mailing Address
Phone number
(360) 317-4688
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 167,704,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
