Stephen James Mcnaughton
Professional Summary
Stephen James Mcnaughton, who also goes by Stephen J. Mcnaughton, is a registered financial advisor currently at REDE WEALTH, LLC located in Charlottesville, Virginia. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Stephen has worked at 4 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen J. Mcnaughton
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
ABESTRA CAPITAL MANAGEMENT, LLC | REDE WEALTH, LLC
Contact Information
Main Address
600 Peter Jefferson Parkway Suite 250, Charlottesville, VA 22911Phone Number
(434) 974-3500# of Employees
4SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
500AUM (Assets Under Management)
$346,105,910Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ABESTRA CAPITAL MANAGEMENT, LLC | REDE WEALTH, LLC
State Registrations and Notice Filings
(1/16/2015)
(1/20/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2003About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2003About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Stephen James Mcnaughton's CRS (Customer Relationship Summary).
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