Stephen J. Mcnaughton

REDE WEALTH

Charlottesville, VA 22911

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CRD#: 4418671

Professional summary

Stephen James Mcnaughton, who also goes by Stephen J. Mcnaughton, is a registered financial advisor currently at REDE WEALTH, LLC located in Charlottesville, Virginia.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Stephen has worked at 4 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen J. Mcnaughton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LEVIATHAN CAPITAL, LLC; NOT INVESTMENT-RELATED; 16192 COASTAL HIGHWAY, LEWES, DE 19958; REAL ESTATE HOLDING FAMILY BUSINESS; MANAGING DIRECTOR; 8 HRS PER MONTH 2 HOURS DURING TRADING HOURS. DUTIES: BUSINESS PLANNING & STRATEGY. 2. REDE WEALTH, INVESTMENT RELATED, ADDRESS: 609 W. Main Street, Charlottesville, VA 22903, WEALTH ADVISORY SERVICES, POSITION: CEO, START DATE: 1/16/2015, 50 HOURS DEVOTED A MONTH, 35 HOURS DEVOTED DURING TRADING HOURS, DUTIES: SUPERVISORY, BUSINESS PLANNING & STRATEGY, CLIENT SERVICE. 3.STEPHEN J. MCNAUGHTON, NON-INVESTMENT RELATED, CHARLOTTESVILLE, VA, AUTHOR AND ARTIST; SALES OF ART AND PUBLISHING OF PRINTED WORKS, POSITION: OWNER, START DATE: 1/16/2015, 10 HOURS DEVOTED A MONTH, DUTIES: CREATE AND WRITE. 4. Charlottesville Area Community Foundation-Not investment related-114 4th St SE, Charlottesville, VA 22902-Community engagement & support-committee chair-1 hr/mth-0 during trading hrs-organizes and supports the mission.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen James Mcnaughton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2015 - Present

REDE WEALTH, LLC

Office #1: 600 Peter Jefferson Parkway Suite 250, Charlottesville, VA 22911

RIA

CRD#: 173346

Charlottesville, VA

Past

June 17, 2015 - March 16, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Charlottesville, VA

Past

September 25, 2009 - January 22, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

CHARLOTTESVILLE, VA

Past

September 25, 2009 - January 22, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

CHARLOTTESVILLE, VA

Past

November 13, 2001 - September 25, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLOTTESVILLE, VA

Past

August 16, 2001 - September 25, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHARLOTTESVILLE, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REDE WEALTH, LLC

ABESTRA CAPITAL MANAGEMENT, LLC | REDE WEALTH, LLC

CRD#: 173346 / SEC#: 801-80719

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/16/2015)

IAR

Virginia
(1/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/21/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/15/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/31/2003

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/24/2003

General Securities Sales Supervisor - General Module Examination

Current Firm

REDE WEALTH, LLC

ABESTRA CAPITAL MANAGEMENT, LLC | REDE WEALTH, LLC

CRD#: 173346 / SEC#: 801-80719

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

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Contact information

Main Address

600 Peter Jefferson Parkway Suite 250, Charlottesville, VA 22911

Mailing Address

Phone number

(434) 974-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REDE WEALTH, LLC DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	490
AUM (Assets Under Management)	$ 313,317,703

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen J. Mcnaughton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen James Mcnaughton's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

REDE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2001

SIE

Date: 3/16/2018

Series 3

Date: 11/21/2002

Series 7

Date: 8/15/2001

Series 9

Date: 3/31/2003

Series 10

Date: 1/24/2003

Current Firm

REDE WEALTH, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REDE WEALTH, LLC

TRUST BUT VERIFY

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