Jeremy A. Wisniewski

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CRD#: 4418611

Professional summary

Jeremy Anthony Wisniewski was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jeremy Anthony Wisniewski was a registered financial advisor .

Jeremy is a previously registered financial advisor and started their career in finance in 2001. Jeremy had worked at 12 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 13, 2009 - June 10, 2009

EKN FINANCIAL SERVICES INC.

CRD#: 113525

WOODBURY, NY

Past

February 9, 2009 - February 10, 2009

CLARK DODGE & CO., INC.

CRD#: 23288

GARDEN CITY, NY

Past

January 27, 2009 - September 10, 2009

FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC

RIA

CRD#: 137269

NEW YORK, NY

Past

November 12, 2008 - February 4, 2009

PRESTIGE FINANCIAL CENTER, INC.

CRD#: 30407

NEW YORK, NY

Past

July 17, 2008 - December 4, 2008

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

May 19, 2008 - July 21, 2008

JHS CAPITAL ADVISORS, LLC

RIA

CRD#: 112097

BETHPAGE, NY

Past

May 13, 2008 - July 21, 2008

JHS CAPITAL ADVISORS, LLC

CRD#: 112097

BETHPAGE, NY

Past

November 8, 2007 - May 1, 2008

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

JERICHO, NY

Past

November 8, 2007 - May 1, 2008

OPPENHEIMER & CO. INC.

CRD#: 249

JERICHO, NY

Past

December 21, 2005 - October 25, 2007

WESTROCK ADVISORS, INC.

CRD#: 114338

WOODBURY, NY

Past

February 24, 2004 - January 4, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BAY SIDE, NY

Past

October 15, 2003 - January 4, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 23, 2003 - October 2, 2003

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

February 19, 2002 - May 20, 2003

HARRISON SECURITIES, INC.

CRD#: 14103

PORT WASHINGTON, NY

Past

July 6, 2001 - February 19, 2002

THINKEQUITY LLC

CRD#: 20996

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/2/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/5/2001

General Securities Representative Examination

Current Firm

EKN FINANCIAL SERVICES INC.

EHRENKRANTZ KING NUSSBAUM, INC. | EKN FINANCIAL SERVICES INC.

CRD#: 113525 / SEC#: , 8-53346

Cancelled by SEC on 11/20/2013

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 01/16/2001

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
MARGATE CAPITAL, INC	PARENT COMPANY
BORGNER, RICHARD REISS	CHIEF COMPLIANCE OFFICER	1104666
GIUGLIANO, THOMAS MICHAEL	DIRECTOR	2804591
OTTIMO, ANTHONY SR	CHAIRMAN & DIRECTOR	2974369

Disclosures

Regulatory Event	18
Arbitration	10
Judgment/Lien	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy A. Wisniewski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLARK DODGE & CO., INC.

FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC

PRESTIGE FINANCIAL CENTER, INC.

OBSIDIAN FINANCIAL GROUP, LLC

JHS CAPITAL ADVISORS, LLC

JHS CAPITAL ADVISORS, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

WESTROCK ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CONTINENTAL BROKER-DEALER CORP.

HARRISON SECURITIES, INC.

THINKEQUITY LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/2/2004

Series 63

Date: 7/20/2001

Series 7

Date: 7/5/2001

Current Firm

EKN FINANCIAL SERVICES INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

EKN FINANCIAL SERVICES INC.

TRUST BUT VERIFY

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