Richard A. Taddonio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Anthony Taddonio SR, who also goes by Richard A Taddonio, Richard Anthony Taddonio, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1966. Richard had worked at 9 firms and has passed the Series 63, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 1998 - January 3, 2003
SCHONFELD SECURITIES, LLC
August 16, 1995 - June 27, 1997
SCHONFELD SECURITIES, LLC
October 25, 1989 - May 8, 1990
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 14, 1982 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
December 2, 1982 - September 23, 1985
LEHMAN BROTHERS INC.
July 16, 1980 - November 19, 1982
MORGAN STANLEY DW INC.
September 26, 1978 - July 2, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 17, 1976 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
October 16, 1973 - July 10, 1976
CIBC WORLD MARKETS CORP.
March 3, 1966 - December 8, 1973
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/1/1956
Registered Representative ExaminationSeries 40
Date: 3/23/1972
Registered Principal ExaminationCurrent Firm
SCHONFELD SECURITIES, LLC
CRD#: 23304 / SEC#: , 8-40148
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
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