Matthew A. Marcello

UNITED CAPITAL FINANCIAL ADVISORS

IRVING, TX 75062

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CRD#: 4418159

Professional summary

Matthew Anthony Marcello, CFP®, CIMA® is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Irving, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Matthew has worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Anthony Marcello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

CIMA^®

Certified Investment Management Analyst

Experience

Current

November 26, 2025 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 125 E John Carpenter Frwy Ste 1300, Irving, TX 75062

RIA

CRD#: 134600

IRVING, TX

Past

May 26, 2022 - December 31, 2023

SOUNDWATCH CAPITAL, LLC

RIA

CRD#: 173151

ROWAYTON, CT

Past

May 26, 2022 - December 4, 2025

APEXIUM FINANCIAL LP

RIA

CRD#: 283726

Dallas, TX

Past

June 17, 2008 - April 25, 2018

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

NEW YORK, NY

Past

August 10, 2004 - June 4, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Past

December 12, 2002 - February 19, 2003

A.B. WATLEY, INC.

CRD#: 797

NEW YORK, NY

Past

August 22, 2001 - October 30, 2002

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/27/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/21/2001

General Securities Representative Examination

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew A. Marcello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Anthony Marcello's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOUNDWATCH CAPITAL, LLC

APEXIUM FINANCIAL LP

PURSHE KAPLAN STERLING INVESTMENTS

MML INVESTORS SERVICES, LLC

A.B. WATLEY, INC.

TAFFERER TRADING, LLC

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/27/2001

SIE

Date: 4/25/2018

Series 55

Date: 10/27/2001

Series 7

Date: 8/21/2001

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

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