Jason T. Homer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason T Homer, who also goes by Jason T Homer Sr, Jason T. Homer, Jason Homer, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 13 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2022 - June 27, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 3, 2022 - June 26, 2023
FIDELITY BROKERAGE SERVICES LLC
July 16, 2013 - January 24, 2014
T3 TRADING GROUP, LLC
August 21, 2008 - August 2, 2011
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
August 21, 2008 - August 2, 2011
J.P. TURNER & COMPANY, L.L.C.
May 11, 2006 - August 19, 2008
CHASE INVESTMENT SERVICES CORP.
April 20, 2006 - August 19, 2008
CHASE INVESTMENT SERVICES CORP.
February 28, 2006 - April 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 7, 2005 - April 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
June 18, 2004 - September 8, 2004
GUNNALLEN FINANCIAL, INC
November 20, 2002 - May 8, 2003
GUNNALLEN FINANCIAL, INC
August 14, 2002 - August 22, 2002
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
February 22, 2002 - August 15, 2002
FIRST MONTAUK SECURITIES CORP.
January 22, 2002 - February 6, 2002
THE THORNWATER COMPANY, L.P.
December 17, 2001 - January 24, 2002
LADENBURG CAPITAL MANAGEMENT INC.
August 3, 2001 - December 6, 2001
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/3/2022
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
