CH
Christopher D. Holt
ALLY INVEST ADVISORS
Cincinnati, OH
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CRD#: 4418051
CH
Professional summary
Christopher David Holt is a registered financial advisor currently at ALLY INVEST ADVISORS located in Cincinnati, Ohio and ALLY INVEST SECURITIES LLC located in Keller, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist-Invest Premier Services. Dually licensed. 10/13/2021. 0-20 hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually registered capacity. Responsibilities include servicing Ally Invest customers who may hold self-directed or advisory accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher David Holt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2021 - Present
ALLY INVEST ADVISORS
RIA
CRD#: 170301
Cincinnati, OH
Current
June 14, 2021 - Present
ALLY INVEST SECURITIES LLC
BD
CRD#: 136131
Keller, TX
Past
May 18, 2012 - June 4, 2021
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CINCINNATI, OH
Past
May 17, 2012 - June 4, 2021
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Past
February 10, 2011 - May 8, 2012
CLEARARC CAPITAL, INC.
RIA
CRD#: 104650
CINCINNATI, OH
Past
February 3, 2011 - May 8, 2012
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
BD
CRD#: 144464
CINCINNATI, OH
Past
July 7, 2009 - May 17, 2010
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
MT ORAB, OH
Past
July 3, 2007 - February 2, 2009
AUGUSTAR DISTRIBUTORS, INC.
BD
CRD#: 41081
CINCINNATI, OH
Past
January 7, 2005 - July 25, 2006
AMERICAN FIDELITY SECURITIES, INC.
BD
CRD#: 11852
OKLAHOMA CITY, OK
Past
February 14, 2002 - July 1, 2002
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/14/2021)
RR
Alaska(6/14/2021)
RR
Arizona(6/14/2021)
RR
Arkansas(6/14/2021)
RR
California(6/14/2021)
RR
Colorado(6/14/2021)
RR
Connecticut(6/14/2021)
RR
Delaware(6/14/2021)
RR
District of Columbia(6/14/2021)
RR
Florida(6/14/2021)
RR
Georgia(6/14/2021)
RR
Hawaii(6/14/2021)
RR
Idaho(6/14/2021)
RR
Illinois(6/14/2021)
RR
Indiana(6/14/2021)
RR
Iowa(6/14/2021)
RR
Kansas(6/14/2021)
RR
Kentucky(6/14/2021)
RR
Louisiana(6/14/2021)
RR
Maine(6/14/2021)
RR
Maryland(6/14/2021)
RR
Massachusetts(6/14/2021)
RR
Michigan(6/14/2021)
RR
Minnesota(6/14/2021)
RR
Mississippi(6/14/2021)
RR
Missouri(6/14/2021)
RR
Montana(6/14/2021)
RR
Nebraska(6/14/2021)
RR
Nevada(6/14/2021)
RR
New Hampshire(6/14/2021)
RR
New Jersey(6/14/2021)
RR
New Mexico(6/14/2021)
RR
New York(6/14/2021)
RR
North Carolina(6/14/2021)
RR
North Dakota(6/14/2021)
RR
Ohio(6/14/2021)
IAR
Ohio(10/13/2021)
RR
Oklahoma(6/14/2021)
RR
Oregon(6/14/2021)
RR
Pennsylvania(6/14/2021)
RR
Puerto Rico(6/14/2021)
RR
Rhode Island(6/14/2021)
RR
South Carolina(6/14/2021)
RR
South Dakota(6/14/2021)
RR
Tennessee(6/14/2021)
RR
Texas(6/14/2021)
RR
Utah(6/14/2021)
RR
Vermont(6/14/2021)
RR
Virginia(6/14/2021)
RR
Washington(6/14/2021)
RR
West Virginia(6/14/2021)
RR
Wisconsin(6/14/2021)
RR
Wyoming(6/14/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
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Contact information
Main Address
601 S. Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(855) 880-2559
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
