Anshu Cirenza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anshu Cirenza, who also goes by Anshu Sonia Cirenza, Sonia Cirenza, Anshu S Sodhi, Anshu Sonia Sodhi, Sonia Sodhi, was a registered financial professional .
Anshu is a previously registered financial professional and started their career in finance in 2003. Anshu had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2017 - December 7, 2018
SW FINANCIAL
May 29, 2017 - September 14, 2017
NYLIFE SECURITIES LLC
October 1, 2012 - March 28, 2017
J.P. MORGAN SECURITIES LLC
August 15, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 18, 2007 - August 9, 2010
CHASE INVESTMENT SERVICES CORP.
February 13, 2006 - September 21, 2007
NEWBRIDGE SECURITIES CORPORATION
October 7, 2003 - February 17, 2006
GUNNALLEN FINANCIAL, INC
January 7, 2003 - October 6, 2003
EKN FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SW FINANCIAL
CRD#: 145012 / SEC#: , 8-67688
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 7 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
